SR-NASD-2000-002
Amendments to NASD Code of Arbitration Procedure Rules 10335 and 10205(h) Relating to Injunctive Relief
The NASD, through its wholly owned subsidiary, NASD Regulation, Inc., is filing with the SEC a proposed rule change to amend NASD Rules 10335 and 10205 of the NASD's Code of Arbitration Procedure to simplify and expedite the procedures for seeking immediate injunctive relief in intra-industry disputes and to fairly and effectively integrate court-ordered initial injunctive relief with the arbitration of the underlying claims in the same disputes.
| Title | Format - Size | Status |
|---|---|---|
| Text of Proposed Rule Change | PDF - 79.56 KB | |
| Approval Order | PDF - 60.08 KB | |
| Amendment No. 1 to Proposed Rule Change | PDF - 86.41 KB | |
| Amendment No. 2 to Proposed Rule Change | PDF - 2.81 KB | |
| Federal Register Notice | PDF - 137.75 KB | |
| Response to Comments and Amendment No. 3 | PDF - 22.82 KB | |
| Second Response to Comments | PDF - 9.93 KB | |
| Amendment No. 4 and Extension Letter | PDF - 21 KB | |
| Amendment No. 5 and Extension Letter | PDF - 12.35 KB | |
| Federal Register Notice of Filing of Amendments | PDF - 48.94 KB |