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Report / Study

2026 FINRA Annual Regulatory Oversight Report

The 2026 FINRA Annual Regulatory Oversight Report provides FINRA member firms with insight into findings from FINRA’s regulatory operations programs.
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Report / Study

The National Financial Capability Study Investor Survey

This latest report examines investor behaviors, attitudes, knowledge and experiences, including trends in new investor participation, use of financial influencers, risk tolerance and investor knowledge levels.
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About FINRA

FINRA Forward

FINRA Forward represents our commitment to evolving with the changing securities industry. As markets transform, we're adapting our approach to pursuing our mission of protecting investors and safeguarding market integrity.
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How FINRA Serves Investors and Members

As a not-for-profit, self-regulatory organization with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways.

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Exposing Insider Risk

FINRA’s Insider Trading Detection Program is designed to provide U.S. law enforcement and regulators worldwide with actionable intelligence about potential insider trading that occurs on the U.S. markets. The intelligence we provide—over 450 referrals in 2023 alone—routinely result in criminal and civil action.

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FINRA’s Crypto Hub

The Crypto Hub is a FINRA-wide effort to ensure we are prepared to fulfill our regulatory mission regarding the crypto asset-related activities of member firms and associated persons. The Hub serves as a nerve center to manage FINRA’s regulatory work related to crypto assets.

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Announcements

Media Center
Making Your Voice Heard Through FINRA Member Engagement
Engagement is a two-way street at FINRA. On this episode of FINRA Unscripted, two regional committee members speak with FINRA's Kayte Toczylowski about how FINRA listens to industry feedback and takes action. Discover how member firms can actively participate in shaping regulation, access valuable resources, and build meaningful relationships.
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@FINRAOfficial
Follow FINRA on Instagram
Follow FINRA's new Instagram page at @FINRAOfficial to find investor-focused content designed to help the everyday investor up their investing know-how.
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Investor Insights
Brokerage and Advisory Accounts: Factors to Consider When Choosing an Account Type
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Media Center
Financial Security in 2026: Tips for Investors and How Firms Can Help
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Blog Post
Facilitating E-Delivery While Preserving Investor Choice
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