Forms for Arbitrators

• Arbitrator Application
• Consent to Background Verification and Investigation Form
• Arbitrator's Guides
• Arbitrator Information Update Form
• Guidelines for Compliance with Rule 2.30 of the Rules and Regulations of the California State Bar 
• Financial Forms
• Arbitrator Honorarium FAQs
• Guidelines for Arbitrator Reimbursement
• Arbitrator Expense Report (Excel | PDF)
• Direct Deposit (Non-Employee)
  • Enrollment Form
  • Notice and Instructions

• Prehearing Conference Forms
• Initial Prehearing Conference Arbitrator's Script
• Initial Prehearing Conference Scheduling Order
• Order on Request for Direct Communication between Parties and Arbitrators
• Prehearing Conference Order
   
• Hearing Forms
• Oath of Arbitrator and Checklist
• Order on Request for Permanent Injunction
• Hearing Procedure Script—Single Arbitrator Case
• Hearing Procedure Script—Three Member Panel
• Attendance List
• List of Claimant's Exhibits
• List of Respondent's Exhibits
• Award Information Sheet
• Florida Award Information Sheet
• Arbitrator Disciplinary Referral Form
• Arbitrator Experience Survey (PDF)
• Information for Offsite Hearings
   
• Simplified Case Checklist (for cases that are decided on the papers submitted to a single arbitrator without a live hearing)
• Promissory Note Case Checklist (for promissory note cases that are decided on the papers submitted to a single arbitrator without a live hearing)

Forms for Mediators

• Mediator Update Form
• Direct Deposit (Non-Employee)
  • Enrollment Form
  • Notice and Instructions
• Leon M. de Leon 
  • Mediator Payment Form
  • Mediator Settlement Month Payment Form
• Rosari Domenick 
  • Mediator Payment Form
  • Mediator Settlement Month Payment Form
• Ed Sihaga 
  • Mediator Payment Form
  • Mediator Settlement Month Payment Form
    
     

Forms for Parties

• Party Reference Guides
• Discovery Guide
• Claimant(s) Submission Agreement
• Respondent(s) Submission Agreement
• Uniform Forms Guide
• Arbitration Evaluation Form
• Request for Mediation – Online Form
• Request for Mediation – Printable Form (PDF)
• Mediation Submission Agreement
• Dispute Resolution Email Subscription Form
• Submission Agreement for Investment Adviser Disputes
   

Tools 

• DR Portal
• Arbitration Filing Fee Calculator
• Online Arbitration Claim Filing
• FINRA Arbitration Awards Online