Arbitration Awards Online

Claimant(s): William Shepard

Claimant Representative(s): Josef Y. Rosen

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Shane Saplitsky

Claimant Representative(s): Jared M. Wichnovitz

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Edward Valderrama

Claimant Representative(s): Ryan K. Bakhtiari

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Haydee Delgado

Claimant Representative(s): Roberto C. Quiñones Rivera

Respondent(s): UBS Financial Services Inc.

Claimant(s): Albert Konetzni, Alexander Uzaga, Allen Bealer, Arnold Anderson, Bonnie Smith, Brian Nordhagen, Bruce Ferris, Bruce Smith, Bryan Forstman, Catherin Clayton, Craig Mcivor, Dan Roark, Dan Shalhoub, Daniel Huntley, David Briss, David Chaplin, David Clayton, David Gable, David Gillespie, David Iverson, David Kolesar, David Parta, David Petterson, David York, Dennis Knight, Dennis Mcbroom, Denny Lenz, Diane Jones, Dominic Frio, Donald Bishop, Douglas Williams, Dustin McCurdy, Eddie Fischer, Eddie Yaklin, Fredrick Johnson, Gary Beck, Gary Carlisle, Gerald Johnson, Gordon Smith, Grant Lambert, Greg Pravecek, Harvey Cohen, Harvey Segal, Henry Salomonsky, Holly Fleschler, Huxley Richardson, James Knapp, James Schwartz, Janet Silke, Jason Guzak, Jeffrey Hipp, Jeffry Pickens, Jerome Finn, John Boucher, John Loy, John Restivo, Johnathan Teske, Joseph Acquarulo, Keith Bostrom, Kenneth Clark, Kent Penrod, Kerry Hopkins, Kevin Benz, Kevin Thurston, Lance Oslinker, Lawrence Clarke, Maria Roark, Mark Siegel, Marshall Reid, Martin Pressman, Marvin Rietema, Matthew Whitmus, Michael Backus, Michael Thomas, Michael Winje, Miguel Tavarez, Nathan Iverson, Oystein Haaverstad, Perviz Guard, Renae Bostrom, Richard Curry, Richard Dawalt, Richard McGinnis, Richard O'brien, Robert Hayes, Robert Odenheimer, Robert Winter Burkett, Rodney Krab, Roger Lynn, Ronald Gagnon, Ronald Miller, Russell Piburn, Scott Haag, Scott Welch, Shirley Lane-Konetzni, Stanley Fleischer, Stephen Collins, Stephen Fleschler, Steven Brown, Stuart Laan, Ted Brown, Terry Murff, Theodore Hovda, Theresa Ferris, Thomas Hodd, Thomas Riddle, Thomas Skjold, Thomas Woosley, William Siefert, William Silke, Pravecek Bros Inc., Estate Of Serena I. Cohen

Claimant Representative(s): Jonathan E. Neuman

Respondent(s): Axos Clearing LLC

Claimant(s): Liliya Lebedeva

Claimant Representative(s): Anton Dentchouk

Respondent(s): Interactive Brokers LLC

Claimant(s): Kathryn L. Fife

Claimant Representative(s): Kathryn L Fife

Respondent(s): Primerica Brokerage Services, Inc.

Claimant(s): Andrew Waldbaum, Lisa Detanna

Claimant Representative(s): Scott E. Rahn

Respondent(s): Raymond James & Associates, Inc.

Claimant(s): Michael Carrano

Claimant Representative(s): Peter Lindholm

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Yauniel Valdes

Claimant Representative(s): Yauniel Valdes

Respondent(s): Robinhood Financial, LLC.

Claimant(s): Steven Childers

Claimant Representative(s): Steven M. Childers

Respondent(s): Charles Schwab & Co., Inc.

Claimant(s): Pamela Wise

Claimant Representative(s): David I. Hantman

Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.

Claimant(s): Steven Seid

Claimant Representative(s): Laurence M. Landsman

Respondent(s): Touchstone Securities, Inc.

Claimant(s): Yatan Shih

Claimant Representative(s): Yatan Shih

Respondent(s): Firstrade Securities Inc.

Claimant(s): Christa McGillen

Claimant Representative(s): Tyler Reynolds

Respondent(s): Morgan Stanley