FINRA operates the largest dispute resolution forum in the securities industry to assist in the resolution of monetary and business disputes between and among investors, securities firms and individual registered representatives.

Resources for Parties

Overview of Arbitration & Mediation | Arbitration Process | Mediation Process

Resources for Neutrals

Become an Arbitrator | Become a Mediator | Education | Arbitration Process | Mediation Process | Mediator Fees

Rules

Code of Arbitration Procedure | Code of Mediation Procedure | Rule Guidance | Dispute Resolution Rule Filings | Dispute Resolution Notices

What's New

Most Viewed Forms

• Uniform Forms Guide
• Arbitrator Application
• Claimant(s) Submission Agreement
• Arbitrator Information Update Form
• Request for Mediation

See Forms & Tools for a complete list of forms.

More Resources

• About FINRA Dispute Resolution
• Order Printed Publications
• Glossary of Arbitration Terms
• Publicaciones en Español
• Dispute Resolution News Releases
• Investor Complaint Center
• Office of the Whistleblower
• Auction Rate Securities

Most Viewed

• Arbitration Awards Online
• Discovery Guide (pdf)
• Online Claim Filing
• Dispute Resolution Statistics
• Regional Offices and Hearing Locations
• Arbitrator Training
• Arbitrator's Reference Guide (pdf)
• Arbitration Filing Fee Calculator
• Arbitrator Application Kit
• Arbitration Case Flow