FINRA operates the largest dispute resolution forum in the securities industry to assist in the resolution of monetary and business disputes between and among investors, securities firms and individual registered representatives.

 

Resources for Parties

Overview of Arbitration & Mediation | Arbitration Process | Mediation Process

 

Resources for Neutrals

Become an Arbitrator | Become a Mediator | Education | Arbitration Process | Mediation Process | Mediator Fees

 

Rules

Code of Arbitration Procedure | Code of Mediation Procedure | Rule Guidance | Dispute Resolution Rule Filings | Dispute Resolution Notices