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| Award Document | Case Summary | Document Type | Forum | Date of Award |
|---|---|---|---|---|
| 89-03392 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) ) SELMA SQUILLANTE ) Claimant(s) ) Case No. 89-03392 and ) TRAVELERS EQUITY SALES, INC., PAUL SEGERT, AND RONALD E. AND WANDA SCHOLLMEYER Respondent(s) CASE SUWARY Selma Squillante ("Claimant") alleged as… | Award | NASD | 08/27/1990 |
| 89-02738 | N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Eileen Weiss and Dorothy Perelman 89-02738 Name of Prudential-Bache Securities Inc. Mark Vavruska Vincent Ruma John Arango Claimants, Eileen Weiss and Dorothy Perelman, alleged that Respondents,… | Award | NASD | 08/27/1990 |
| 89-02594 | Arbitration NASD AWARD National Associatio N.A.b.D. AWARD Sacuritias Daatart. Suite 1680 Three First Nations NATIONAL ASSOCIATION OF SECURITIES DEALERS Chicago, II 60602 (312) 899-4440 In the Matter of the Arbitration Between Marie Ward DeBeer, Marie Ward DeBeer Trust 89-02594 The Chicago… | Award | NASD | 08/27/1990 |
| 89-01546 | Arbitration N.A.S.D. AWARD ., , National Association of Securities Dealers, Inc. . Suite 1680 NATIONAL ASSOCIATION OF SECURITIES DEALERS Three First National Plaza Chicago, It. 60602 (312) 899-4440 In the Matter of the Arbitration Between Stuart C. and Sharon S. Spigel 89-01546 of Gary Clifford… | Award | NASD | 08/27/1990 |
| 90-01609 | NOTICE: An award was rendered in this case, but is not available. | Award | NASD | 08/27/1990 |
| 89-02858 | NATIONALASSOCIATION CF SECURITIES DEALERS, INC. IN THE MATTER OF THE ARBITRATION BETWEEN Timothy O'Connor : Case #89-02858 Claimant (AWARD vs. Gruntal & Company and Thomas Duffy Respondents CASE SUMMARY Claimant, Timothy O'Connor ("O'Connor") , alleged that Respondents, Gruntal & Company ("… | Award | NASD | 08/24/1990 |
| 89-01207 | N.A.S.D. AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimantrs) Aristea Riccio 89-01207 Na^ of Respondentfs^ Gibraltar Securities Co. Stuart Albert Lawrence DiDato CASE SUMMARY Claimant alleged that Respondents perpetrated a fraud on her by… | Award | NASD | 08/24/1990 |
| 90-18 | AMERICAN STOCK EXCHAMGS IN THE MATTER OF ARBITRATION BETWEEN C.^SE : PEEPRAH GRAHAM V. SHEARSON lEMCVN HUTgON INC. ^0-n 3ATE FILED: Nov. 27, 1989 FIRST SCHEDULED Aug. 16, 1990 DECIDED Amy. 21. 1990 "^.SE SUMMARY:* Custoner v. ttentier small alaima dlt^Hjte. Claiinant alleges mishandling of her… | Award | AMEX | 08/24/1990 |
| 89-03415 | NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. IN THE MATTER OF THE ARBITRATION BETWEEN Salem Volunteer Fire Department, Inc. Claimant vs. McGinn, Smith & Co., Inc. VS. Robert Hunter Respondent Third-Party Respondent Case No. 89-03415 AWARD CASE SUWARY Claimant Salem Volunteer Fire Department… | Award | NASD | 08/24/1990 |
| 89-00103 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC, In tne Matter of the Arbitration Between ) ) Estate of S.C. Heitner, First National ) Bank of Evergreen Park, Administrator ) ) Claimant ) anci CASE NO. 89-00103 Newnard Cook & Co., Inc. and Jerry Stein Respondents ) CASE SUWARY In a claim filed… | Award | NASD | 08/24/1990 |
| 90-00204 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Rudy A.M. Malizia Claimant(s) vs. 90-00204 Daley Securities, Inc., Robert Waitkus, and Robert Donellan Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Rudy A.M. Malizia alleged that Respondent(s)… | Award | NASD | 08/24/1990 |
| 90-00156 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Violetta R. Gamarra and Krishna Kumar Mundiath Claimant(s) vs. 90-00156 Marshall Davis, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Violetta R. Gamarra and Krishna Kumar Mundiath alleged… | Award | NASD | 08/24/1990 |
| 89-01102 | NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. IN THE MATTER OF THE ARBITRATION BETWEEN Albert Sfeir Case 189-01102 Claimant AWARD vs. Dave Augustine Respondent CASE SUMMARY Claimant Albert Sfeir alleged that Respondent Dave Augustine made false representations concerning certain stocks, and that… | Award | NASD | 08/24/1990 |
| 89-02290 | N.A.S.D, AWARD NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Name of Claimants Karen A. Prior on her cwn behalf and as custodian on behalf of her children, Courtney and Jeremy 89-02290 Name of Respondents Queen City Securities Inc. H. Garrett Frey CASE SUMMARY… | Award | NASD | 08/23/1990 |
| 89-01084 | NOTICE: An award was rendered in this case, but is not available. | Award | NASD | 08/23/1990 |