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| Award Document | Case Summary | Document Type | Forum | Date of Award |
|---|---|---|---|---|
| 88-00906 | NATIONAL ASSOCIATION CT SECURITIES DEALERS, INC. N THE MATTER OF THE ARBITRATION BETWEEN Perry Kotzker Stephen Kaufman : Case #88-00906 Claimants ,88-01454 (consol idated) vs. AWARD Gladstone Securities, Inc. Mizabeth Bamberg and Barton Bereck Responden/5 CASE sjmm Claimants Perry Kotzker and… | Award | NASD | 06/01/1990 |
| 88-00906 | '^(01 i:L'i NATIONAL ASSOCJATION OT SECURITIES DEALERS, INC. N THE MATTER OF THE ARBITRATION BETWEEN Perry Kotzker Stephen Kaufman : Case #88-00906 Claimants .88-01454 (consolidated) vs. AWARD Gladstone Securities, Inc. tlizabeth Bamberg and Barton Bereck Respondent 5 CASE SUIVIW\FY Claimants Perry… | Award | NASD | 06/01/1990 |
| 90-12 | ASE: AMERICAN STOCK EXCi .GE IN THE MATTER OF ARBITRATION BETWEEN HYUNG IN CHOI V. KIDDER, PEABODY & COMPANY & ANDRE CITA ^CIO'17^ ATE PILED: 11/28/88 FIRST SCHEDULED 2/26/90 DECIDED 6/1/90 ASE SUMMARY: • ^ r^< p^rwc^3C v^ ipaniber diaoube. Claimant alleqes mawiber firm em[plpyee… | Award | AMEX | 06/01/1990 |
| 89-01172 | NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of Arbitration Between Arnold Gottlieb Claimant CASE #89-01172 AWARD vs. Rosenkrantz, Lyon & Ross, Inc. Respondent =3 = « = «*Bsss5st3«»a»»«s«*B«S3««»r:*«»»«»»a«a3:t«»«»»» CASE SUWARY This claim was initially commenced on April 18,… | Award | NASD | 06/01/1990 |
| 90-00648 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Lello Appliances Corp. Retirement Trust Claimant(s) vs. Shearson Lehman Hutton, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 90-00648 CASE SUMMARY Claimant(s) Lello Appliances Corp. Retirement Trust alleged that… | Award | NASD | 05/31/1990 |
| 87-02434 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) PAINEWEBBER, INC. ) Claimant ) and ) ) CASE NO. 87-02434 ) R. C. HANSEN ) ) Respondent ) CASE SUMMARY PaineHebber, Inc. ("Claimant") alleged that R. C. Hansen ("Respondent") is indebted to the Claimant for… | Award | NASD | 05/31/1990 |
| 89-03351 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Jack H. Schonzeit and Judith Secular, TTEES Claimant(s) vs. Bear, Stearns & Co./ Inc. vs. Sloate, Weisman, Murray & Co., Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 89-03351 CASE SUMMARY Claimant(s) Jack… | Award | NASD | 05/31/1990 |
| 90-00413 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Clay E. Thompson, Jr. Clairaant(s) vs. 90-00413 Merrill Lynch, Pierce, Fenner & Smith, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Clay E. Thompson, Jr. alleged that Respondent(a)… | Award | NASD | 05/31/1990 |
| 89-01140 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between GARRETT F.X. BEYRZNT, vs. OPPENHEIMER 5, CO., INC., Claimant, Respondent, vs. RHONDA FORD, PROFESSIONAL BROKERAGE SERVICES, and DOUGLAS BREMEN & CO., Third Party Respondents. Heard before the members of… | Award | NASD | 05/31/1990 |
| 89-00863 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) ) AUDREY JACKSON, ) Claimant, ) ) Case 189-00863 vs. ) Award ) SHEARSON LEHMAN HUTTON AND COMPANY. ) AND DONALD TOLLIN. ) ) Respondent. ) Heard before the member of the Arbitration Panel: Casey V. Mills. Esq… | Award | NASD | 05/31/1990 |
| 90-00501 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Reuben Bendavid Claimant(s) vs. R.H. Damon & Co., Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 90-00501 CASE SUMMARY Claimant(s) Reuben Bendavid alleged that Respondent(s) R.H. Damon & Co., Inc. committed… | Award | NASD | 05/31/1990 |
| 89-02464 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) Alina M. Riverc ) Claimant(s) ) and ) CASE NO. 89-02464 Shearson Lehman Mutton Inc. ) Respondent(s) ) CASE SUMMARY In a statement of claim filed with the NASD on or about September 5, 1989, Claimant Alina M.… | Award | NASD | 05/31/1990 |
| 89-01530 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between Samuel Novick Esta Novick Louis Novick Leonard Novick Steven Novick Claimants vs. Robert Ellin Respondent CASE #89-01530 AWARD CASE SUWARY Claimants, Samuel, Esta, Louis, Leonard and Steven Novick, allege that… | Award | NASD | 05/31/1990 |
| 89-01348 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Use E. Stahl Thomas Werner Ueberall VS. Claimants Robert Ryan Skoff Sherwood Capital, Inc. First Jersey Securities, Inc. Respondents CASE *89-01348 AWARD CASE SWfMRY Claimants, Use E. Stahl and Thomas Werner Ueberall… | Award | NASD | 05/31/1990 |
| 88-02438 | \ .. \ NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between) James C. Alexander ) Claimant ) and ) CASE NO. 88-02438 Dean Witter Reynolds Inc.; Kitty Longino and Leo Harrison Respondents ) CASE SUMMARY In a claim filed with the NASD on or about August 1, 1988,… | Award | NASD | 05/31/1990 |