| 88-02097 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between •Estate of Paul E. Bewshea, Thomas J. Whalen, Executor, Claimant vs. ) Case #88-02097 Award Merrill Lynch, Pierce, Fenner & Smith, Inc. and Robert F. Bruno Respondents The undersigned, being the Arbitrator…
|
Award |
NASD |
05/11/1989 |
| 88-00556 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Perry C. Hisken, Jr. Claimant(s) vs. Charles Schwab & Co., Inc. Respondent(s) AWARD 88-00556 The undersigned, having been selected to review and determine a matter in controversy between the above-mentioned…
|
Award |
NASD |
05/11/1989 |
| 88-01034 |
f NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In Matter of the Arbitration Between Ralph J. Thurner #88-01034 Claimant(s) vs. Mosely Securities Corporation Respondent(s) AWARD The undersigned being the Arbitrator selected to review and determine a matter in controversy between the above-…
|
Award |
NASD |
05/11/1989 |
| 88-00246 |
IJATIOHAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of Arbitration Between ) ) HALTER PLACKO, TRUSTEE ) Claimant ) v. ) AWARD HORWITZ SCHAKNER & ASSOCIATES, INC. ) NASD NO. 88-00246 and RANDALL C. SCHAKNER ) Respondents } •..>*•- . n Wednesday, April 12, 1989, the undersigned .-…
|
Award |
NASD |
05/11/1989 |
| 87-02375 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Julie C. Snoddy vs. PaineWebber, Inc. and William Reynolds Claimant ) ) ) ) Respondents ) ) Case 187-02488 #87-02375 (CONSOLIDATED) Award On April 12 and 13, 1989, the undersigned arbitrators heard the…
|
Award |
NASD |
05/11/1989 |
| 87-02488 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. ^••••••^••••••^•^•••••••••••••••••••••• —^^a,^0,^^^^^,,^,^^^^.^..^. ^.-»i — ^.^^^.^^ In the Matter of the Arbitration Between ) Julie C. Snoddy Claimant ) ) Case #87-02488 ) #87-02375 ) (CONSOLIDATED) vs. ) Award PaineWebber, Inc. and Respondents )…
|
Award |
NASD |
05/11/1989 |
| 87-01952 |
^10 (OS. NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Anthony Aufiero Jr. and Anthony Aufiero Sr. vs. York Securities IC and Alan Marshall Claimant(s) Respondent(s) AWARD 87-01952 The undersigned, having been selected to review and determine a matter in…
|
Award |
NASD |
05/11/1989 |
| 88-00451 |
NATIONAl ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) Ronald C. Kerston Claimant ) :ase (^8-0045] I vs. ) Awi^rd Blinder Robinson & Co., Inc. j Clifton Kelso Respondents ) ) ) ) The undersigned, being the Arbitrator selected to review and determine a matter…
|
Award |
NASD |
05/11/1989 |
| 88-00628 |
NATIONAL -:>sw:i;-nwi OF -JECURIT-ES DEALER, INC. [n the Master of the Arbitration Between Catherine Sepe ; CASE #88-00628 Gennaro S'-pe AWARD and Catherine Sepe as Executrix of the i Estate of Peter Sepe Claimants VS. ; Blinder, i!obinson & Co., Inc. -1fred Ge> riets Respondents CASE…
|
Award |
NASD |
05/10/1989 |
| 88-03224 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Dr. Richard B.Stern Claimant(s) vs . Charles Buell and Shearson Lehman Hutton Respondent(s) AWARD 88-03224 The Arbitrator, Mrs. Anne Cugliani, having been selected to review and determine a matter in controversy…
|
Award |
NASD |
05/10/1989 |
| 88-00629 |
NATIONAL .ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Setween SCOTT BROWN Claimant vs. OPPENHEIMER & CO. TOM LEAHY Case #88-00629 Award Respondents On April 10, 1989. the undersigned arbitrators heard the controversy between the parties as set forth in submissions…
|
Award |
NASD |
05/10/1989 |
| 88-03418 |
May 24, 1989 Sandra A. Twigg Senior Analyst National Association of Securities Dealers, Inc. 1735 K Street, N.W. Washington, D.C. 20006 Re: NASD Arbitration 88-03418 Rose Jacobson and Hilda Zaida vs. William Wohlers and Blinder Robinson & Co. liO i (g if fi ^ 1 rn NAT ^OM CORPORATF flKAmi^r, s…
|
Award |
NASD |
05/10/1989 |
| 88-00078 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter of the Arbitration Between ^ Kay L3fnn Emmons Claimant (s} vs. Nationwide Life Insurance Co. and Dorothy Shoemaker Re8pondent(s) AHABD 88-00078 The Arbitrator, Andrew Reegen, Esq., having been selected to review and determine a matter in…
|
Award |
NASD |
05/10/1989 |
| 88-00482 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Dean V^itter Reynolds, Inc. Claimant(s) vs. Walter E. Kostich Respondent(s) NOTICE OF ARBITRATION AWARD 88-00482 The Arbitrator, Andrew Reegen, Esq., selected to review and determine a matter in controversy between…
|
Award |
NASD |
05/10/1989 |
| 88-00383 |
NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Hatter Key Chong and vs. Arthur Chow Corp. of the Arbitration Between i Chuen and King Chong | Claiinant(s) | Q&R Clearing Respondent(s} 1 ARARD 88-00383 The Arbitrator/ Andrew Reegen, Esq/ having been selected to review and determine a matter…
|
Award |
NASD |
05/10/1989 |
