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| Award Document | Case Summary | Document Type | Forum | Date of Award |
|---|---|---|---|---|
| 88-02474 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aYDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL. SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 88-02472 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aYDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL. SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 88-02470 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aYDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 88-02469 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aYDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 88-02471 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aVDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 90-00711 | NATIONAL ASSOCIATION OF SECURITIES DEALERS Vclume Number In the Matter of the Arbitration Between Spero Partnership Claimant{s) vs . Hutchison Financial Corporation Respondent(s) NOTICE OF ARBITRATION AWARD 90-00711 CASE SUMHART Claimant(s) Spero Partnership alleged that Respondent{s) Hutchison… | Award | NASD | 05/24/1990 |
| 89-99903 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between DAN MOSS Claimant and WAYNE SCHOTT AND PIPER JAFFRAY & HOPWOOD Respondents CASE NO. 89-99903 CASE SUMMARY Dan Moss ("Claimant") alleged as follows: 1. Wayne Schott, a registered representative of Piper,… | Award | NASD | 05/24/1990 |
| 89-03523 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Muriel and Leonard Marcus JTWROS vs. Claimant{s) Graystone Nash, Joe Gallego, Donna Mason, Robert Palumbo et al Respondent(s) 0 )4 (3'- - i Vclume Year NOTICE OF ARBITRATION AWARD 89-03523 CASE StIMMARY Claimant(s)… | Award | NASD | 05/24/1990 |
| 90-00673 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between ) DONALD GRENDAHL, MARK GRENDAHL, 1 THOMAS LEMORANDE, CON YAGODZINSKI, aVDE TRUDEAU, RAY FORMANEK, VIRGINIA RIUTTA, RUSSELL AND FLORENCE GRENDAHL, BETTY HANSON, PHILLIP AND DEBRA GRENDAHL. SANDI GOETZE, KEITH… | Award | NASD | 05/24/1990 |
| 90-10 | AMERICAN STOCK EXCHANGE IN THE MATTER OF ARBITRATION BETWEEN -:.. WILLIAM & FLORENCE O'CONNOR V. PRUDENTIAL-BACHES SECURITIES INC. (r!n,cit-nmpr .gma 1 1—C-laJms CiJapUl-e) ^< ^0-IO ;.TE FILED: June 1. 1989 FIRST SCHEDULED May 24. 19 90 DECIDED May 24 1990 .SE SUMMARY: * Cystomer v. member… | Award | AMEX | 05/24/1990 |
| 89-02936 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Timothy Sapyta Claimant(s) vs. Allied Capital Group vs. Brian Polan and Linda Gears Respondent(s) NOTICE OP ARBITRATION AWARD 89-02936 CASE SUMMARY Claimant(s) Timothy Sapyta alleged that Respondent(s) Allied… | Award | NASD | 05/24/1990 |
| 89-03374 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Barry Mott Claimant(s) vs. 89-03374 Ken Ashe Respondent(s) NOTICE OP ARBITRATION AWARD CASE SUMMARY Claimant(s) Barry Mott alleged that Respondent(s) Ken Ashe churned Claimant's account. Respondent denies Claimant's… | Award | NASD | 05/24/1990 |
| 89-02274 | NATIONAL AV/.M;! M 10'! '^ '. H'-'JP [TIES OE.ALLP'.., INC. In the Matter of the Arbitration Between Lena Va)ent vs. laimant Joseph P. McGivney & Associates, Inc Drake & Co. Investment Services, Inc. Respondents CASE =89-02Z74 AWARD CA1.E NUMMARY Claimant alleges Respondents failed i o… | Award | NASD | 05/24/1990 |
| 89-02430 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Melvin C. Harris and Phyllis A. Harris vs. Stuart-James & Co. and Shaw P. Sullivan Claimant(s) Respondent(s) NOTICE OP ARBITRATION AWARD 89-02430 CASE SUMMARY Claimant(s) Melvin C. Harris and Phyllis A. Harris… | Award | NASD | 05/24/1990 |
| 89-01807 | MAY 2 9 RED HAIIOHAI. A'.'. 1 " lATf'MI Of '>ECIIP?TtE'"> DEALERS AWARD #89-01807 hi (he M.itter of the Arbitration Between Hsue f*. WiMi.im Yanchek Respondent ','c 1 '?" Summary Claimant HSUP Tung alleged that Respondent William Yanchek placed an ued purchase of Vn^l'oUo and Software… | Award | NASD | 05/24/1990 |