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| Award Document | Case Summary | Document Type | Forum | Date of Award |
|---|---|---|---|---|
| 88-01449 | NATIONAL ASSOCIATION OF SECURITIES DEALERS. INC. In the Matter of the Arbitration Between Davie Hyman Claimant vs. Merrill Lynch Pierce Fenner & Smith, Inc. Louis A. Telerico Respondents CASE #88-01449 AWARD CASE SUMMARY In a claim filed with the National Association of Securities Dealers, Inc… | Award | NASD | 06/28/1990 |
| 89-03063 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between George N. Kitsopoulos Claimant(s) vs. Quick & Reilly, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 89-03063 CASE SUMMARY Claimant(s) George N. Kitsopoulos alleged that Respondent(s) Quick & Reilly, inc.… | Award | NASD | 06/28/1990 |
| 89-02367 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Robert Koberman Phyllis Hoberman Claimants vs. Shearson/American Express Eugene Weiss Respondents CASE 189-02367 AWARD CASE SUWARY In a claim filed with the National Association of Securities Dealers, Inc. on… | Award | NASD | 06/28/1990 |
| 89-02671 | J-IO- NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. .uii Lhe Matter of the Arbitration Between David Ogle Cecil Ogle Richard Oglo Claimants vs. Legg Mason Wood Walker, Inc. Joel Wohl Respondents CASE #89-02671 AWARD CASE SUMMARY In a claim filed wit.i the National Association of Securities… | Award | NASD | 06/28/1990 |
| 88-02983 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between James Lafratta Mark Jozefowski Maureen Harrison Mary Harrison Michael Sullivan Sergio Derojas Mark Marshall Claimants vs. Brooks, Weinger, Robbins & Leeds, Inc, Carol Martino Respondents CASE'S # 88-02977 88-… | Award | NASD | 06/27/1990 |
| 88-02982 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between James Lafratta Mark Jozefowski Maureen Harrison Mary Harrison Michael Sullivan Sergio Derojas Mark Marshall Claimants vs. Brooks, Weinger, Robbins & Leeds, Inc, Carol Martino Respondents CASE'S # 88-02977 88-… | Award | NASD | 06/27/1990 |
| 88-02981 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between James Lafratta Mark Jozefowski Maureen Harrison Mary Harrison Michael Sullivan Sergio Derojas Mark Marshall Claimants vs. Brooks, Weinger, Robbins & Leeds, Inc, Carol Martino Respondents CASE'S # 88-02977 88-… | Award | NASD | 06/27/1990 |
| 88-02980 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between James Lafratta Mark Jozefowski Maureen Harrison Mary Harrison Michael Sullivan Sergio Derojas Mark Marshall Claimants vs. Brooks, Weinger, Robbins & Leeds, Inc, Carol Martino Respondents CASE'S # 88-02977 88-… | Award | NASD | 06/27/1990 |
| 88-02978 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of Arbitration Between James Lafratta Mark Jozefowski Maureen Harrison Mary Harrison Michael Sullivan Sergio Derojas Mark Marshall Claimants vs. Brooks, Weinger, Robbins & Leeds, Inc, Carol Martino Respondents CASE'S # 88-02977 88-… | Award | NASD | 06/27/1990 |
| 88-02745 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter o.' the Arbitration Between Christine Donovan Claimant vs. Gilbert, Doniger S Co., Inc. xlames Bandler Respondents CASE 688-02745 AWARD CASE SUMMARY Claimant alleges Respondents msde unsuitable investments in and churned her ar(oitnt.… | Award | NASD | 06/27/1990 |
| 90-00840 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Harold E. Feldman Claimant(s) vs. Irving Reichenberg Respondent(s) NOTICE OF ARBITRATION AWARD 90-00840 CASE SUMMARY Claimant(s) Harold E. Feldman alleged that Respondent(s) Irving Reichenberg made material… | Award | NASD | 06/27/1990 |
| 90-00433 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Ernest and Phyllis Bilhuber Claimant(s) vs. PaineWebber, Inc. and Frank Maselli Respondent(s) NOTICE OP ARBITRATION AWARD 90-00433 CASE SUMMARY Claimant(s) Ernest and Phyllis Bilhuber alleged that Respondent(s)… | Award | NASD | 06/27/1990 |
| 90-00496 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between Kevin and Anne Shaha Claimant(s) vs. 90-00496 J.C. Bradford & Co. and Rick Lutz Respondent(s) NOTICE OF ARBITRATION AWARD CASE SUMMARY Claimant(s) Kevin and Anne Shaha alleged that Respondent(s) J.C. Bradford… | Award | NASD | 06/27/1990 |
| 90-00480 | NATIONAL ASSOCIATION OF SECURITIES DEALERS In the Matter of the Arbitration Between John C. Gambrell Claimant(s) vs. Shearson Lehman Hutton, Inc. Respondent(s) NOTICE OF ARBITRATION AWARD 90-00480 CASE SUMMARY Clairaant(s) John C. Gambrell alleged that Respondent(s) Shearson Lehman Hutton, Inc.… | Award | NASD | 06/27/1990 |
| 89-02598 | NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. In the Matter of the Arbitration Between Georgina A. Davitt vs. Claimant Shearson Lehman Brothers, Inc. d/'b/a Shearson Lehman Hutton, Inc. Donald R. McKay Respondents CASE =89-02598 AWARD CASE SUMMARY Claimant asserted Respondents made unsuitable… | Award | NASD | 06/27/1990 |