ADF Notices
October 2010 |
| 10-48 Amendments to FINRA Trade Reporting and OATS Rules to Reinstitute Short Sale Exempt Marking and to Require Price and Short Exempt Identifier on Route Reports Posted on: 10/12/2010 |
August 2006 |
| 06-42 Pilot Program to Permit Additional Market Participant Identifier Functionality on the Alternative Display Facility Posted on: 8/15/2006 |
August 2002 |
| 02-45 Alternative Display Facility (ADF) Nine-Month Pilot Approved for Trading in Nasdaq Securities Posted on: 7/29/2002 |
April 2005 |
| 05-33 Short Sales in Pilot Securities and Order-Marking Requirements under SEC Regulation SHO Posted on: 4/28/2005 |
| 05-30 SEC Approves New Alternative Display Facility (ADF) Pilot Rule Giving NASD Authority to Receive and Review Complaints Alleging Denial of Access to an ADF Market Participant Quote; Compliance Date: May 26, 2005 Posted on: 4/26/2005 |
January 2002 |
| 02-01 Rule Proposal Regarding Nasdaq Separation and the Alternative Display Facility. SEC Comment Period Expired January 21, 2002 Posted on: 12/28/2001 |