ORF Forms & Documentation

FINRA will be migrating Over the Counter Trade Reporting for Equity (OTCE) transactions to a new platform in early 2014.

 

 


 

Documentation for New Platform

These documents support the programmatic changes necessary for firms to migrate to the new platform.

 

 


 

Documentation for Existing Systems

These forms and documents shall continue to be used for exisitng systems until the migration is complete.