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Industry Professionals > Compliance > Market Transparency > TRACE > TRACE Notices  

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TRACE Technical Notices

  • FINRA Will Delete Approximately 3,000 Defunct Bonds from TRACE Effective November 10, 2009 (11/9/09)
  • TRACE System Enhancement to Support Trade Reporting of Primary Market Transactions and Agency Debt Securities (9/30/09) 
  • Preliminary List of TRACE-Eligible Securities Effective June 15, 2009 (6/9/09)
  • FINRA Will Delete Approximately 16,000 Defunct Bonds From TRACE Effective December 16, 2008 (12/12/08)
  • Reminder: TRACE Changes to Support Trade Reporting of Equity-Linked Notes Scheduled for November 3, 2008 (10/31/08)
  • Test Script for the TRACE and BTDS User Acceptance Test Scheduled for October 18, 2008 (10/16/08)
  • User Acceptance Testing for the TRACE and BTDS System Modifications scheduled for November 3, 2008 (10/7/08)
  • BTDS Modification to Include Inter-Dealer/Customer Trade and Side Identifier (8/4/08)
  • User Acceptance Testing for the TRACE System Modification to Support Trade Reporting of Equity-Linked Notes (7/22/08)
  • TRACE System Modification to Support Trade Reporting of Equity-Linked Notes (7/1/08)

 
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