Web CRD Quick Reference Guides

All Users

• Account Administration (PDF 747 KB)
  

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Firms

• Accounting (PDF 121 KB)
• CRD 'At A Glance' for Firms (PDF 243 KB)
• Form BR Filing Tips (PDF 175 KB)
• Electronic Fingerprint Processing (EFP) (PDF 156 KB)
• Firm Notification (PDF 207 KB)
• Firm Queues for Individuals (PDF 185 KB)
• Firm Queues for Organizations (PDF 164 KB)
• IA Representative (RA) Transition (PDF 169 KB)
• Registration Deficiency Tracking Program (PDF 519 KB)
• Web CRD/IARD E-Pay (PDF 543 KB)

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Regulators

• Jurisdiction Queues for Individuals (PDF 389 KB)
• Jurisdiction/SRO Branch Registration (PDF 344 KB)
• Jurisdiction/SRO Branch Review Method (PDF 191 KB)
• Jurisdiction/SRO Queues for Organizations (PDF 592 KB)
• Regulator Form Filing (PDF 233 KB)
• SEC Queues for Organizations (PDF 421 KB)
• SRO Queues for Individuals (PDF 208 KB)

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If you are a "Joint" Broker/Dealer-Investment Adviser firm, there are also IARD System Quick Reference Guides available.