2015 Annual Conference

2015 FINRA Annual Conference Banner


FINRA's Annual Conference provides compliance professionals, securities attorneys and other industry leaders with the opportunity to hear regulatory priorities and share compliance solutions.


  • Over 30 panels and more than 100 speakers
  • Networking with industry experts, peers and regulators
  • Opportunity to earn CLE, CPE and CRCP continuing education credits


Don't miss FINRA's premier event. We look forward to seeing you there.

2014 Highlights & Recordings

Member firms may register for free access to all of our 2014 Conference Recordings


View all 2014 Conference Highlights.


Register Now »

May 27-29, 2015

Hear what others have to say


There are two ways to participate: in-person or online.


  1. In-person:
    Marriott Marquis Washington, DC
    901 Massachusetts Avenue, NW
    Washington, DC 20001

    Make Hotel Reservations | View on Map

    Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
  2. Online broadcast:
    Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live.
In Person - Individual

First 100
Through 10/01/14

Up to 500
Through 3/31/15
500+ Or
After 3/31/15
 must provide valid CRD #
 must provide valid bar ID #
 Government / Regulator$795$995$1,195


In Person - Group *
(Per Person)

First 100
Through 10/01/14

Up to 500
Through 3/31/15
500+ Or
After 3/31/15
 must provide valid CRD #
 must provide valid bar ID #


Live BroadcastViewer License Fees  
 Member (Small Firms)$500 
 Government / Regulator$2,800 
 Attorney / Non-Member$5,000 


The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $150 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 13, 2015.
* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system. 

If you are interested in being an exhibitor at the 2015 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.


View list of 2014 FINRA Conference Exhibitors.


Please direct questions about registration to (202) 728-6980 or via email.



    Last Updated: 12/29/2014