2015 Annual Conference

2015 FINRA Annual Conference Banner


FINRA's Annual Conference includes nearly 40 sessions designed to help you navigate toward a strong culture of compliance—whether you’re new to your compliance role or a seasoned veteran.


In response to attendee feedback, this year's Annual Conference builds upon important regulatory updates to provide compliance officers, legal professionals, branch managers and others with the tools to develop and maintain an effective compliance framework.


  • Nearly 40 panels and more than 100 speakers
  • Networking with industry experts, peers and regulators
  • Opportunity to earn CLE, CPE and CRCP continuing education credits


Don't miss FINRA's premier event. We look forward to seeing you there.

Register Now

In Person
Live Broadcast

2014 Highlights & Recordings

Member firms may register for free access to all of our 2014 Conference Recordings


View all 2014 Conference Highlights.


May 27-29, 2015

Hear what’s new and what’s back by popular demand.

The 2015 FINRA Annual Conference will have more of the features attendees like most—and new additions in response to attendee feedback.

There are two ways to participate: in-person or online.


  1. In-person:
    Marriott Marquis Washington, DC
    901 Massachusetts Avenue, NW
    Washington, DC 20001

    Make Hotel Reservations | View on Map

    Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.
  2. Online broadcast:
    Sessions will be video or audio broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live.
In Person - Individual

First 100
Through 10/01/14

Up to 500
Through 3/31/15
500+ Or
After 3/31/15
 must provide valid CRD #
$795 $1,395 $1,595
 must provide valid bar ID #
$1,095 $1,695 $1,895
 Government / Regulator $795 $995 $1,195
 Non-Member $1,395 $1,995 $2,195


In Person - Group *
(Per Person)

First 100
Through 10/01/14

Up to 500
Through 3/31/15
500+ Or
After 3/31/15
 must provide valid CRD #
$795 $1,180 $1,340
 must provide valid bar ID #
$1,095 $1,440 $1,610
 Non-Member $1,395 $1,690 $1,860


Live Broadcast Viewer License Fees  
 Member (Small Firms) $500  
 Member $2,800  
 Government / Regulator $2,800  
 Attorney / Non-Member $5,000  


The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $150 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 13, 2015.
* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system. 

If you are interested in being an exhibitor at the 2015 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.


View list of 2014 FINRA Conference Exhibitors.


Please direct questions about registration to (202) 728-6980 or via email.



    Last Updated: 2/11/2015