2015 Annual Conference
FINRA's Annual Conference provides compliance professionals, securities attorneys and other industry leaders with the opportunity to hear regulatory priorities and share compliance solutions.
Don't miss FINRA's premier event. We look forward to seeing you there.
2014 Highlights & Recordings
Member firms may register for free access to all of our 2014 Conference Recordings.
View all 2014 Conference Highlights.
PDF 575 KB
May 27-29, 2015
Hear what others have to say
There are two ways to participate: in-person or online.
The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $150 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 13, 2015.
* Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system.
If you are interested in being an exhibitor at the 2015 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.
View list of 2014 FINRA Conference Exhibitors.
Please direct questions about registration to (202) 728-6980 or via email.