2015 Annual Conference



Fees, Group Discounts, Hotel Reservations


2015 FINRA Annual Conference
May 27–29, 2015
Washington, DC

Member firms may register for free access to
recordings of all 2014 Annual Conference sessions.


Two Ways to Participate

  1. Attend in-person.
  2. Participate via live video broadcast. Registration for live broadcast will open in fall 2015.


Registration & Fees

Register for In-Person >First 100 Registrants Before October 1, 2014









Member: employees of FINRA member firms; must provide a valid firm CRD number when registering for the conference.

Attorney: practicing lawyers who are employed by law firms, service providers or any other organization that is not a FINRA member firm; must provide a valid bar ID number when registering for the conference.

Government/Regulator: employees of state and federal government and regulatory agencies.

Non-Member: all others.


To register, use the "Register for In-Person" link above. Shortly after you complete the registration form, you will receive an email confirming your registration. Please make sure your registration has been confirmed prior to your arrival onsite at the conference. Online registration closes one day prior to the start of the program. Conference registration is limited and available on a first-come, first-served basis.


Annual Conference fees include receptions on Wednesday and Thursday, continental breakfasts on Wednesday, Thursday and Friday, lunches on Wednesday, Thursday and Friday, refreshment breaks, attendance to all sessions, and conference materials.



Cancellation Policy

The special discounted rate for the first 100 registrants is non-refundable. For all other registration categories, a full refund—less a $100 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. We regret that refunds will not be granted after May 13, 2015.




The 2015 FINRA Annual Conference will take place at:


Marriott Marquis Washington, DC

901 Massachusetts Avenue, NW

Washington, DC 20001

Phone: (202) 824-9200



Travel Information

FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.



Questions or Concerns


    Last Updated: 6/19/2014