As a complement to our regulatory functions, FINRA offers securities professionals some of the industry's most valuable training and education.
Conferences & Events
Annual Conference | Small Firm Conference Series | Advertising Regulation Conference | Fixed Income Conference | Phone-In Workshops | CCOutreach Broker-Dealer Program | District Preventive Compliance Events
Classroom Learning
Classroom Programs | FINRA Compliance Boot Camps
Online Learning
E-Learning Courses | Webinars | Podcasts | Webcasts
University Programs
FINRA Institute at Wharton | FINRA & University of Reading, UK
Upcoming Events
Conferences
- Small Firm Conference
July 16 • Chicago
FINRA Institute at Wharton
Compliance Boot Camp
- Compliance Boot Camp
September 24-25 • Chicago - Half-Day Compliance Boot Camp
July 14 • Boston
September 22 • Seattle
Classroom Learning
- Mutual Funds and Regulation
September 16-17 • New York - Internal Risk Assessments of Broker-Dealer Firms
September 18 • New York - Anti-Money Laundering
September 30 • New York
Webinars
- Current Market Impacts on Fixed Income Compliance • July 15, 2009
- Changes to a Firm's Continuing Membership Application • September 16, 2009
E-Learning
