NAC Attorney Disqualification Rulings

Below are the NAC decisions issued pursuant to Rule 9280(c) involving the disqualification of an attorney from representing a party in NASD disciplinary proceedings.  All of these decisions are final NAC decisions.


Proceeding Number

Date

CMS040165 (PDF 64 KB)

9/30/05

CMS040165 (PDF 64 KB)

6/17/05