Proceeding Number		Date		Title
C07930034		12/31/97		Escalator Securities, Inc., & Howard A. Scala
C9A970019		12/22/97		Nicholas A. Rudi
C01960003,C01960024		12/17/97		L.H. Alton & Company & Lewis Hunt Alton
CMS950042		12/1/97		Victor H. Palma, Jr.
C10960019		12/1/97		David A. Blech
C07960110		11/20/97		Darren L. Klemp
C07960065		11/20/97		Christopher K. Cutchens
C9A960030		11/20/97		Brian L. Shegon
C10960116		11/20/97		Ilana Abby Knapp
C3A960014		11/18/97		John Holland
C01950010		11/5/97		Ashton N. Gowadia
C8A950030		10/31/97		James Allen Merlen & City Securities Corporation
C8A930048		10/31/97		Miguel Angel Cruz
C3A940064		9/19/97		Aspen Capital Group, Inc., & Stephen Carlson
C8A940073		9/18/97		Steven Herbert Johansen
C05950018		8/28/97		John M.W. Crute, Jr.
C02950053		8/28/97		Michael Edgar Goldstein, Jeffrey B. Goodman, Jason Scott Neu, William Reininger, & Joseph Patrick Hannan
CMS920002		8/22/97		Warren R. Schreiber & Marian S. Gargano
CMS950129		8/12/97		Vladislav Steven Zubkis
C10950101		8/5/97		Forbes, Walsh, Kelly & Co., Inc., & Robert E. Kelly
C9A960002		8/5/97		Shamrock Partners, Ltd. & James T. Kelly
C01960005		8/1/97		Clyde Joseph Bruff
C9B950014		7/28/97		Michael R. Euripides
C3B940028		7/25/97		Investment Management & Research, Inc., Milton Anthony Greene, Kenneth Craig Krull, & Michael John DiGirolamo
C10930044		7/3/97		Leonard John Ialeggio
CMS950087		6/5/97		Kevin Eric Shaughnessy