Trade Reporting Notice 3/25/13
Reporting Reversals of OTC Trades in Equity Securities
Effective Date: July 29, 2013
Effective Monday, June 3, 2013, FINRA is modifying the protocol for reporting reversals of over-the-counter trades in equity securities for firms that use the FINRA/Nasdaq Trade Reporting Facility, OTC Reporting Facility and Alternative Display Facility.
Questions regarding this Notice may be directed to:
In light of industry comments, FINRA has extended the effective date of this Notice from June 3, 2013, to July 29, 2013.
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