E-Bill
E-Bill
FINRA recently introduced a new electronic billing system, E-Bill, that enables firms to view and pay invoices through the FINRA Firm Gateway—an online tool that provides centralized access to FINRA regulatory and filing applications.
Firms’ Gross Income Assessment (GIA) bills and TRACE invoices are available through the E-Bill system.
Below are instructions for paying GIA and TRACE invoices.
GIA
TRACE
Firms may submit payment via wire transfer or ACH (or online by credit card). Firms also have the option of paying via check.
How to Request Access to E-Bill
- The Super Account Administrator (SAA) at each firm has the ability to assign user access rights to E-Bill for themselves and employees at their respective firms. View the SAA Self-Entitlement Guide for E-Bill for more information.
- If your firm has designated an SAA for FINRA systems, contact that individual to change your existing user account or to create a new user account for you. To determine whether your organization has an SAA, log in to the Firm Gateway, click on “My Account” and view information from the “Applications & Administrators” link. If you do not have access to the Firm Gateway, contact FINRA at (301) 869-6699 to find out who at your firm is designated as the SAA.
- If your firm has not yet named an SAA, your firm must do so in order to access E-Bill. View instructions on how to entitle someone at your firm to serve in this role. Once your firm’s SAA has been designated, contact that individual to request access to E-Bill.