finra

Richard G. Ketchum

Chairman & Chief Executive Officer

September 17, 2014 -   Remarks From the Financial Policy Joint Conference on Market Fragmentation, Fragility and Fees
May 19, 2014 -   Remarks From the 2014 FINRA Annual Conference
February 06, 2014 -   Remarks From the NACUBO 2014 Endowment and Debt Management Forum
October 28, 2013 -   Remarks From the SIFMA C&L New York Regional Seminar
October 03, 2013 -   Remarks From the Council for Economic Education
May 29, 2013 -   Remarks About the National Financial Capability Study
May 21, 2013 -   Remarks From the FINRA Annual Conference
April 09, 2013 -   Remarks From the National Compliance Outreach Program for Broker-Dealers
March 14, 2013 -   Remarks From the Consumer Federation of America Consumer Assembly
October 11, 2012 -   Remarks From the Bond Dealers Association Annual Conference
September 27, 2012 -   Remarks From the SIFMA Complex Products Forum
September 20, 2012 -   Remarks From the Security Traders Association Annual Conference
June 06, 2012 -   Testimony Before the Committee on Financial Services
May 21, 2012 -   Remarks From the FINRA Annual Conference
April 24, 2012 -   Testimony Before the Committee on Banking, Housing, and Urban Affairs
February 01, 2012 -   Remarks From the Global Diversity Leadership Exchange
December 15, 2011 -   Testimony Before the Subcommittee on Oversight and Investigations
November 03, 2011 -   Remarks From the Research Center on the Prevention of Financial Fraud 2011 Conference
October 13, 2011 -   Remarks From the STA Annual Conference
September 13, 2011 -   Testimony Before the Subcommittee on Capital Markets and Government Sponsored Enterprises Committee on Financial Services
June 28, 2011 -   Remarks From the IRI Government, Legal and Regulatory Conference
May 24, 2011 -   Remarks From the FINRA Annual Conference
May 13, 2011 -   Testimony Before the Subcommittee on Oversight and Investigations Committee on Financial Services
March 22, 2011 -   Remarks From the SIFMA Compliance and Legal Division's Annual Seminar
March 07, 2011 -   Remarks From FINRA Fixed Income Conference
February 08, 2011 -   Remarks From the CCOutreach BD National Seminar
May 26, 2010 -   Remarks From the 2010 FINRA Annual Conference
May 20, 2010 -   Testimony Before the Committee on Banking, Housing, and Urban Affairs
May 13, 2010 -   Remarks From the Women in Housing and Finance Luncheon
May 07, 2010 -   Remarks From the SIFMA Compliance & Legal Division's Annual Seminar
April 29, 2010 -   Remarks From the IRI Government & Regulatory Affairs Conference
March 09, 2010 -   Remarks From FINRA Fixed Income Conference
December 15, 2009 -   Remarks on the National Financial Capability Study Release
October 27, 2009 -   Remarks From the SIFMA Annual Meeting
October 08, 2009 -   Remarks From the ALI-ABA Conference
October 06, 2009 -   Testimony Before the Committee on Financial Services
October 02, 2009 -   Remarks From the Fordham University Ethics and Regulatory Conference
June 17, 2009 -   Remarks From the Exchequer Club
June 08, 2009 -   Remarks From the NAVA Government & Regulatory Affairs Conference
May 01, 2009 -   Remarks at the New York University Pollack Center for Law and Business
March 26, 2009 -   Testimony Before the Committee on Banking, Housing, and Urban Affairs
March 23, 2009 -   Remarks From the SIFMA Compliance & Legal Division's Annual Seminar