finra

Speeches & Testimony

 

October 20, 2014 -   Remarks at NSCP 2014 National Conference
September 17, 2014 -   Remarks From the Financial Policy Joint Conference on Market Fragmentation, Fragility and Fees
September 16, 2014 -   Remarks From the Financial Policy Joint Conference on Market Fragmentation, Fragility and Fees
June 18, 2014 -   Remarks From SIFMA Tech 2014
May 19, 2014 -   Remarks From the 2014 FINRA Annual Conference
February 06, 2014 -   Remarks From the NACUBO 2014 Endowment and Debt Management Forum
October 28, 2013 -   Remarks From the SIFMA C&L New York Regional Seminar
October 03, 2013 -   Remarks From the Council for Economic Education
May 29, 2013 -   Remarks About the National Financial Capability Study
May 21, 2013 -   Remarks From the FINRA Annual Conference
April 09, 2013 -   Remarks From the National Compliance Outreach Program for Broker-Dealers
March 14, 2013 -   Remarks From the Consumer Federation of America Consumer Assembly
November 15, 2012 -   Statement for the Record for Senate Special Committee on Aging Hearing
November 15, 2012 -   Remarks From the Investment Program Association Fall Conference
October 24, 2012 -   Remarks From the PLI Seminar on Broker-Dealer Regulation and Enforcement 2012
October 11, 2012 -   Remarks From the Bond Dealers Association Annual Conference
September 27, 2012 -   Remarks From the SIFMA Complex Products Forum
September 27, 2012 -   Remarks From the SIFMA Complex Products Forum
September 20, 2012 -   Remarks From the Security Traders Association Annual Conference
June 25, 2012 -   Remarks From the IRI Government, Legal and Regulatory Conference
June 06, 2012 -   Testimony Before the Committee on Financial Services
May 21, 2012 -   Remarks From the FINRA Annual Conference
April 24, 2012 -   Testimony Before the Committee on Banking, Housing, and Urban Affairs
February 01, 2012 -   Remarks From the Global Diversity Leadership Exchange
December 15, 2011 -   Testimony Before the Subcommittee on Oversight and Investigations

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