Study outlines for some exams may be accessed by clicking on the Series number(s) listed below. Please click on the Series 63, 65, and 66 links to access study outlines available on the NASAA web site.
Series
|
Examination
|
Questions
|
Time
(minutes)
|
Prerequisite
|
Cost
|
3
|
National Commodity Futures (CR)
|
120
|
150
|
None
|
$95
|
4
|
Registered Options Principal (OP)
|
125
|
180
|
S7, or S62 with S42, S17, S37 or S38
|
$80
|
5
|
Interest Rate Options (IO)
|
50
|
90
|
S7
|
$60
|
6
|
Investment Company Products/Variable Contracts Representative (IR)
|
100
|
135
|
None
|
$75
|
7
|
General Securities Representative (GS)
|
250
|
360
|
None
|
$250
|
9
|
General Securities Sales Supervisor (Options Module (FINRA-SU)
|
55
|
90
|
S7
|
$60
|
10
|
General Securities Sales Supervisor General Module (FINRA-SU)
|
145
|
240
|
S7
|
$100
|
11
|
Assistant Representative-Order Processing (AR)
|
50
|
60
|
None
|
$60
|
12
|
Branch Manager (NYSE-SM)
|
100
|
180
|
S7
|
$80
|
14
|
Compliance Officer (NYSE-CO)
|
110
|
180
|
None
|
$300
|
15
|
Foreign Currency Options (FC)
|
50
|
90
|
None
|
$60
|
16
|
Supervisory Analyst (NYSE-SA) [one or two parts depending on NYSE requirements]
|
Each Part 50
|
90 Each
|
None
|
$200
|
17
|
Limited Registered Representative (IE)
|
100
|
120
|
FSA Registration
|
$65
|
22
|
Direct Participation Programs Representative (DR)
|
100
|
135
|
None
|
$75
|
23
|
General Securities Principal Sales Supervisor Module (GP)
|
100
|
150
|
S8, S9/10, or S12
|
$75
|
24
|
General Securities Principal (GP)
|
150
|
210
|
S7, S17, S37, S38, S62, or S82
|
$95
|
26
|
Investment Company Products/Variable Contracts (IP)
|
110
|
150
|
S6 or S7
|
$75
|
27
|
Financial and Operations Principal (FN)
|
145
|
210
|
None
|
$95
|
28
|
Introducing Broker/Dealer Financial and Operations Principal (FI)
|
95
|
120
|
None
|
$75
|
30
|
Branch Managers Examination - Futures
|
50
|
60
|
None
|
$60
|
31
|
Futures Managed Funds Examination
|
45
|
60
|
None
|
$60
|
32
|
Limited Futures Exam-Regulations
|
35
|
45
|
None
|
$60
|
33
|
Financial Instruments Examination
|
60
|
80
|
None
|
$60
|
37
|
Canada Module of S7 (CD)
[Options Required]
|
90
|
150
|
CAN Registration
|
$150
|
38
|
Canada Module of S7 (CN)
[No Options Required]
|
45
|
75
|
CAN Registration
|
$150
|
39
|
Direct Participation Programs Principal (DP)
|
100
|
135
|
S22 or S7
|
$75
|
42
|
Registered Options Representative (OR)
|
50
|
90
|
S62 or S7
|
$60
|
51
|
Municipal Fund Securities Limited Principal (FP)
|
60
|
90
|
S24 or S26
|
$75
|
52
|
Municipal Securities Representative (MR)
|
100
|
180
|
None
|
$80
|
53
|
Municipal Securities Principal (MP)
|
100
|
180
|
S52 or S7
|
$80
|
55
|
Limited Representative-Equity Trader Examination (ET)
|
100
|
180
|
S7, S17, S37, S38, or S62
|
$85
|
62
|
Corporate Securities Limited Representative (CS)
|
115
|
150
|
None
|
$75
|
63
|
Uniform Securities Agent State Law Exam (AG)
|
60
|
75
|
None
|
$82
|
65
|
NASAA-Investment Advisors Law Exam (RA)
|
130
|
180
|
None
|
$120
|
66
|
NASAA-Uniform Combined State Law Exam (AG and/or RA)
|
100
|
150
|
S7
|
$113
|
72
|
Government Securities Representative (RG)
|
100
|
180
|
None
|
$85
|
82
|
Limited Representative-Private Securities Offerings (PR)
|
100
|
150
|
None
|
$75
|
86
|
Research Analyst (RS) Part I
Analysis Module
|
100
|
240
|
S7 , S17, S37, or S38
|
$150
|
87
|
Research Analyst (RS)
Part II
Regulations Module
|
50
|
90
|
S7 , S17, S37, or S38
|
$105
|
