Arbitration Awards Online

Displaying 1 - 1 of 1
Award ID Case Summary Document Type Forum Date of Awardsort ascending
14-03649
Claimant(s): Arthur Torrellas, Arthur A. Torrellas Q-Tip Marital Trust, Arthur A. Torrellas Survivor's Trust, Arthur Torrellas NonExempt QTip Marital, Carole M. Torrellas Decedent's Trust
Claimant Representative(s): Montgomery G. Griffin
Respondent(s): Wells Fargo Advisors, LLC, Eric Spraker, Richard Spraker
Respondent Representative(s): Kevin J. Woods
Neutral(s): Ronald L. Cameron, Robert Rosen, Steven K. Ogata
Hearing Site: Los Angeles, CA
Award FINRA 05/19/2016