Arbitration Awards Online

Displaying 1 - 1 of 1
Award ID Case Summary Document Type Forum Date of Awardsort ascending
15-00235
Claimant(s): Estate of Daniel Drummond
Claimant Representative(s): Andrew D. Gowdown
Respondent(s): Charles James, Wells Fargo Advisors, LLC
Respondent Representative(s): Stephen M. Cox
Neutral(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou
Hearing Site: Columbia, SC
Award FINRA 10/24/2016