Arbitration Awards Online

Displaying 1 - 1 of 1
Award ID Case Summary Document Type Forum Date of Awardsort ascending
15-01676
Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Representative(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors, LLC
Respondent Representative(s): Judy Louie
Neutral(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Award FINRA 09/12/2016