Arbitration Awards Online

Displaying 1 - 2 of 2
Award ID Case Summary Document Type Forum Date of Awardsort ascending
14-02464
Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Representative(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Representative(s): Wesley Holston
Neutral(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
Award FINRA 12/05/2016
14-02464
Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Representative(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Representative(s): Wesley Holston
Neutral(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
Motion to Vacate FINRA 12/05/2016