Dispute Resolution Regional Offices and Hearing Locations

FINRA offers 71 hearing venues, including at least one in each state of the United States, one in San Juan, Puerto Rico, and one in London, UK. The map below indicates the hearing locations and the Office of Dispute Resolution (ODR) regional office that administers cases for those locations. Depending on caseload demands, ODR may assign cases in certain hearing locations to a different regional office.

 

US Map

Northeast Region

Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; London, England; Manchester, NH; Montpelier, VT; New York, NY; Newark, NJ; Philadelphia, PA; Providence, RI; Syracuse NY; Wilmington, DE

Following is additional information regarding New York City offices/cases:

FINRA Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200
Email
View Map

New York Office Guide

Information for Hearings Held Outside of FINRA’s Regional Offices

Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.

FINRA's Mediation Program contact information for this region:

Allison L. Phillips
National Mediation Administrator
FINRA
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4907

 


Western Region

Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Denver, CO; Helena, MT; Honolulu, HI; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA

Following is additional information regarding Los Angeles office/cases:

FINRA Dispute Resolution
300 S. Grand Avenue
Suite 1700
Los Angeles, CA 90071
(213) 613-2680
Email
View Map

Los Angeles Office Guide

Information for Hearings Held Outside of FINRA’s Regional Offices

Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.

FINRA's Mediation Program contact information for this region:

Leon M. de Leon
National Mediation Administrator
FINRA
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4917


Southeast Region

Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Columbia, SC; Jackson, MS; Jacksonville, FL; Little Rock, AR; Memphis, TN; Miami, FL; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC

Following is additional information regarding Boca Raton office/cases:

FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Email
View Map

Florida Office Guide

Information for Hearings Held Outside of FINRA’s Regional Offices

Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.

FINRA's Mediation Program contact information for this region:

Leon M. de Leon
National Mediation Administrator
FINRA
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4917


Midwest Region

Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Des Moines, IA; Detroit, MI; Houston, TX; Indianapolis, IN; Kansas City, MO; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS

Following is additional information regarding Chicago office/cases:

FINRA Dispute Resolution
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Email
View Map

Chicago Office Guide

Information for Hearings Held Outside of FINRA’s Regional Offices

Please note that for hearings scheduled to take place at a location other than one of FINRA’s four regional offices (Boca Raton, Chicago, Los Angeles and New York), parties requiring services or equipment including, but not limited to, speakerphones, projectors and screens, need to coordinate directly with the assigned hearing location for use of these services and equipment. All costs to use these services and equipment, outside of a FINRA regional office location, are the responsibility of the party requiring them.

FINRA's Mediation Program contact information for this region:

Allison L. Phillips
National Mediation Administrator
FINRA
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 447-4907