The Neutral Corner – Volume 1—2024

Mission Statement

Let’s Get Personal: All About Arbitrator Disclosures by Annamaria Boccia Smith, FINRA Arbitrator

FINRA Dispute Resolution Services (DRS) and FINRA News

Arbitration Case Filings and Trends
Amendments to the Codes of Arbitration Procedure and Code of Mediation Procedure to Revise and Restate the Qualifications for
Representatives in Arbitrations and Mediations
Regulatory Notice 24-03: Amendments to the Arbitration Codes to Make Various Clarifying and Technical Changes
Now Available: 2023 Arbitrator and Mediator Diversity Statistics
New Expungement Web Page and FAQs
DR Portal
2024 American Bar Association Dispute Resolution Spring Conference
2024 FINRA Annual Conference
2024 ABA Arbitration Training Institute: June 6 – 7, 2024

Mediation Update

Mediation Case Filings and Trends
FINRA’s Mediator Summit – Save the Date
FINRA’s Mediation Program for Small Arbitration Claims
Mediator Disclosure Updates
Become a FINRA Mediator

Questions and Answers

Motions to Compel
Letters Closing FINRA Investigations Without Further Action

Education and Training

Calling All Chairpersons!

Quarterly Arbitrator Disclosure Reminder
Directory
FINRA Offices