The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
Session Recordings
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2022 FINRA Small Firm Conference. View the online brochure for a list of sessions and their descriptions.
Recordings of sessions are available to FINRA member firms and CRCP® graduates. View the recorded sessions from the 2022 FINRA Small Firm Conference. View the online brochure for a list of sessions and their descriptions.
FINRA Member Firms
CRCP Graduates
Agenda
View the brochure for the 2022 Small Firm Conference.
Location
Fairmont Miramar Hotel & Bungalows, Santa Monica
101 Wilshire Boulevard
Santa Monica, CA 90401
Registration Fees
The 2022 Small Firm Conference was held November 9-10. Registration is closed.
Exhibitor Opportunities
FINRA has a limited number of exhibitor opportunities available for this conference. To secure your participation, contact Jeffrey Arcuri via email to request a conference exhibitor package.
Additional Information
Please direct questions about registration to (800) 321-6273 or via email.
Press
This event is open to the media.