FINRA Webinar: Remote Inspections Pilot Program
FINRA senior staff will host this one-hour webinar to discuss the Remote Inspections Pilot Program. This session will review frequently asked questions we’ve received, the open enrollment and opt-out periods, and the data and information requirement for the program.
This event is open to FINRA member firms only and registration is required for each webinar. Participants must provide their firm's broker-dealer number when registering.
FINRA Webinar: Remote Inspections Pilot Program
Tuesday, April 30
4:00 p.m. – 5:00 p.m. ET
Tuesday, April 30
4:00 p.m. – 5:00 p.m. ET
REGISTER NOW
Questions
For questions regarding the webinar, contact Member Relations and Education. For questions regarding registration, please email [email protected].
On Demand Recordings
A recording will be made available after the event.