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FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.

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Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.

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Firm compliance professionals can access filings and requests, run reports and submit support tickets.

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Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.

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Technical Notice

Update: FINRA ADDS - ORF TRADE Journals Now Available

October 26, 2023

FINRA ORF Trade Journals from October 26, 2023 via ADDS are now available.

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ARBITRATION & MEDIATION

FINRA operates the largest securities dispute resolution forum in the United States

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301-590-6500

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844-574-3577 (Mon-Fri 9am-5pm ET)

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File a complaint about fraud or unfair practices.

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Report a concern about FINRA at 888-700-0028

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