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Technical Notices

Title Date
NTF System Availability
FINRA DAPI Changes
FINRA Data Feeds
Reminder - Participant Data Management System
fileX transition from Basic Auth to OAuth 2.0 Deadline Extension
FINRA System Status Page
Reminder: Participant Data Management (PDM) System
FINRA Updates the OTC Equities High Price Dissemination List
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA Statement Regarding Log4J Status
FINRA OTCE and OTC Transparency Data Websites Availability
Participant Data Management (PDM) System
FINRA Forms Issue (FINRA Order Form, FINRA New Issue Form, FINRA Participant Agreement Form)
Reminder - Participant Data Management (PDM) System
FINRA/NYSE TRF Technical Issue
Jane Street ADF Participation Notice
FINRA OATS Retirement – Specification Changes
Participant Data Management (PDM) System
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Second Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
Reminder: Upcoming Effective Date for Changes Relating to FINRA ADF and TRF Timestamp Granularity
FINRA OTCE and OTC Transparency Data Websites Availability
Holiday Reminder Regarding FINRA Market Transparency Reporting Systems
FINRA OATS Retirement
Web Application Firewall Information
Notice: NTF System Availability
REMINDER: Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Effective Monday, July 26, 2021
Notice: Enhancements to TRACE Volume Reports
FINRA Updates the OTCBB/OTC Equities High Price Dissemination List
Modifications to TRACE Dissemination Protocols for Specified Pool Transactions (MBS) – Test Files Available Now