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FINRA/Exchange TRF LLC Schedules

FINRA/Nasdaq TRF

Schedule D - Officers

  • Chuck Mack, President
  • Erika Moore, Secretary
  • Dana Laidhold, Treasurer
  • Marc Samuel, Assistant Treasurer 
  • Tushar Mehta, Assistant Treasurer
  • Amy Kohn, Vice President

Schedule E - Directors

  • Chris Stone
  • Chuck Mack
  • John Zecca

FINRA/NYSE TRF

Schedule D - Officers

  • Doug Foley, Senior Vice President, HR & Administration
  • Warren Gardiner, Senior Vice President & Chief Financial Officer
  • Robert Hill, President
  • Martin Hunter, Senior Vice President, Tax & Treasury
  • Jaime Klima, General Counsel & Assistant Secretary
  • Martha Redding, Corporate Secretary
  • Octavia Spencer, Assistant Secretary
  • Andrew Surdykowski, Senior Vice President
  • Kana Yamamoto, Senior Director, Assistant Treasurer

Schedule E - Directors

  • Chris Stone 
  • Michael West
  • Robert Hill