FINRA New York Region Member Forum

The New York Region Member Forum is a half-day event designed to provide financial professionals associated with FINRA member firms in the New York Region the opportunity to engage in key discussions with FINRA New York Regional staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and features presentations by regulators and industry professionals.

There is no cost to attend this event. Attendance is limited to FINRA firms headquartered in the New York Region, and is first come, first served.


View the agenda for the New York Region Member Forum.


Marriott Marquis New York
1535 Broadway
New York, NY 10036


A room block is available at the Marriott Marquis New York at the special rate of $399 per night, plus tax. This rate is available until November 21, 2018 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis. Reserve your room online or call (877) 303-0104 and identify yourself as a FINRA New York Region Member Forum attendee.


Additional Information

Please direct questions about registration to (202) 728-6980 or via email.