2019 FINRA Annual Conference

2019 FINRA Annual Conference

Why Attend  |  Agenda  | Start/End Times  |  Location  |  Accommodations  |  Register (Pricing)  |  Exhibitors

Why Attend

FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

Agenda

Check this website frequently for updates—the conference agenda will be provided at a later date.

Start/End Times

  • The first session begins on Wednesday, May 15, at 9 a.m. ET
  • The last session ends on Friday, May 17, at 12 p.m. ET

Location

Marriott Marquis Washington, DC
901 Massachusetts Avenue, NW
Washington, DC 20001
Directions

Some sessions will be video broadcast live online. Online participants receive access to all conference materials, and can ask questions in real time. Since recordings of most sessions will be made available on-demand after the conference, participants can catch up on sessions they miss live. Registration for the online broadcast will open at a later date.

Accommodations

Please check this website frequently for updates—hotel reservation information will be available at a later date.

Register (Pricing)

Individual Attendee Rates

FINRA Member
must provide valid CRD #
$1,395
$795 - First 100 thru 10/1/2018
$1,395 - Up to 500 thru 3/29/2019
$1,595 - 500+ or after 3/29/2019
REGISTER
FINRA Member (Small Firm)
must provide valid CRD #
$495
$395 - First 100 thru 10/1/2018
$495 - Up to 500 thru 3/29/2019
$495 - 500+ or after 3/29/2019
REGISTER
Attorney
must provide valid bar ID #
$1,695
$1,095 - First 100 thru 10/1/2018
$1,695 - Up to 500 thru 3/29/2019
$1,895 - 500+ or after 3/29/2019
REGISTER
Government/Regulator
$995
$795 - First 100 thru 10/1/2018
$995 - Up to 500 thru 3/29/2019
$1,195 - 500+ or after 3/29/2019
REGISTER
Non-Member
$1,995
$1,395 - First 100 thru 10/1/2018
$1,995 - Up to 500 thru 3/29/2019
$2,195 - 500+ or after 3/29/2019
REGISTER

Group Rates* (Per Person)

FINRA Member
(3-5 attendees)
must provide valid CRD #
$1,180
$795 - First 100 thru 10/1/2018
$1,180 - Up to 500 thru 3/29/2019
$1,340 - 500+ or after 3/29/2019
REGISTER
FINRA Member
(6 or more attendees)
must provide valid CRD #
$1,000
$615 - First 100 thru 10/1/2018
$1,000 - Up to 500 thru 3/29/2019
$1,160 - 500+ or after 3/29/2019
REGISTER
FINRA Member (Small Firm)
(3 or more attendees)
must provide valid CRD #
$370
$270 - First 100 thru 10/1/2018
$370 - Up to 500 thru 3/29/2019
$370 - 500+ or after 3/29/2019
REGISTER
Attorney
(3 or more attendees)
must provide valid bar ID #
$1,440
$1,095 - First 100 thru 10/1/2018
$1,440 - Up to 500 thru 3/29/2019
$1,610 - 500+ or after 3/29/2019
REGISTER
Non-Member
(3 or more attendees)
 
$1,690
$1,395 - First 100 thru 10/1/2018
$1,690 - Up to 500 thru 3/29/2019
$1,860 - 500+ or after 3/29/2019
REGISTER

The special discounted rate for the first 100 in-person registrants is non-refundable. For all other registration categories, a full refund—less a $150 processing fee—will be granted to written requests received 14 days or more prior to the start date of the program. Refunds will not be granted after May 1, 2019.

*Available to firms registering 3 or more employees at the same time with the same credit card. Please follow instructions in registration system.

Conference fees include attendance to all sessions and conference materials, scheduled breakfast, lunches and receptions.

Conference registration is limited and available on a first-come, first-served basis. Payment is required at the time your registration is submitted. You will receive an email confirmation of your completed registration form and payment. Please make sure your registration has been confirmed prior to your arrival onsite at the conference.

Travel Disclaimer: FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference dates and/or location become necessary.

Exhibitors

If you are interested in being an exhibitor at the 2019 Annual Conference, contact Jeff Arcuri at (508) 759-8180 or via email.

Questions

Please direct questions about registration to (202) 728-6980 or via email.

This event is open to the media. Please contact us with any media inquiries or for press registration.