FINRA Entitlement Program – Super Account Administrator
The FINRA Entitlement Program requires that each organization designate a Super Account Administrator (SAA), who will have the authority to create, modify and delete account administrator and user accounts for the FINRA applications that the organization uses. In addition, the SAA manages his or her own access to those FINRA applications. SAAs for firms with more than one user are required to complete an annual online certification process.
For security reasons, only one SAA may be designated per organization ID/CRD number. Firms with affiliates may designate the same SAA for each affiliate.
Below is the form organizations should use to designate an SAA, and additional information regarding the FINRA Entitlement Program.
Each year, FINRA designates a 30-day period during which SAAs of organizations with more than one user are required to complete an online certification process. Details on this process are provided on this page.
For questions about the FINRA Entitlement Program or the SAA role, contact the Gateway Call Center: