Central Registration Depository (Web CRD)
FINRA operates Web CRD®, the central licensing and registration system for the U.S. securities industry and its regulators. The system contains the registration records of more than 3,890 registered broker-dealers, and the qualification, employment and disclosure histories of more than 641,760 active registered individuals.
Web CRD also facilitates the processing and payment of registration-related fees such as form filings, fingerprint submissions, qualification exams and continuing education sessions. Web CRD is a secure system for entitled users only. Firms must complete FINRA’s entitlement process noted below to request access to use Web CRD by completing FINRA’s entitlement process noted below.
- 2016 SILA National Education Conference
View the panel presentations of FINRA’s Registration and Disclosure, Testing and Continuing Education, and RAD Technology departments presented at the 2016 SILA National Education Conference, which was held Sept. 19 - 21, 2016, in San Antonio, TX.
- 2017 Renewal Program
The 2017 Renewal Program Calendar is now available. Preliminary Statements will be posted in E-Bill beginning on Nov. 14, 2016.
- Web CRD and IARD Release Notes 2016.09
View an explanation of changes to Web CRD and IARD implemented with Release 2016.09 on September 10, 2016.