Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s Web-based systems with a single user ID and password.

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

Annual Entitlement User Accounts Certification Process
FINRA's Annual User Accounts Certification Process concluded February 11, 2016. Super Account Administrators for firms with more than one user who have not yet certified must do so immediately. The ability to create, edit and clone accounts has been disabled and will remain so until certification is completed; follow up by the applicable regulators will occur. For detailed information, refer to the Annual Entitlement User Accounts Certification Process Web page.

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Funding Portals: (301) 590-6500
  • Investment adviser firms: (240) 386-4848