Entitlement Program

The FINRA Entitlement Program provides a secure way for firms to access many of FINRA’s Web-based systems with a single user ID and password.

The Entitlement Program includes a Super Account Administrator (SAA) role that allows firms to create, modify and delete account administrator and user accounts for FINRA applications. Individuals at firms must contact their SAA for access to most FINRA systems. See Information Notice 3-24-10 for more details.

FINRA's Annual Entitlement User Accounts Certification Process begins January 9, 2017, and concludes February 9, 2017. During this period, Super Account Administrators (SAAs) for firms with more than one user must certify that users at their firm who require access to applications in FINRA’s Entitlement Program have the appropriate entitlement privileges to perform their job responsibilities or modify or remove access, as necessary. For detailed information, refer to the Annual Entitlement User Accounts Certification Process Web page.

Following are links to additional information regarding the FINRA Entitlement Program:

For questions, contact the Gateway Call Center:

  • Broker-dealer firms: (301) 869-6699
  • Funding Portals: (301) 590-6500
  • Investment adviser firms: (240) 386-4848