Web CRD Frequently Asked Questions
See How We Plan to Transform CRD
FINRA is working on a new CRD system that will be intuitive, flexible and efficient to make it easier for firms and their associated persons to fulfill their compliance obligations. Read more about what we have planned for CRD.
The following frequently asked questions provide information about the Central Registration Depository (CRD).
- Branch Office Registration
- FINRA Rule 4530 – CRD Form U4
- Form Filing for Individuals
- Form Filing for Firms
- Late Disclosure Fee