FINRA Institute at Wharton

FINRA Institute at Wharton

The FINRA Institute at Wharton Certified Regulatory and Compliance Professional™ (CRCP™) program provides compliance, legal and regulatory professionals with an in-depth understanding of the foundation, theory and practical application of securities laws and regulation. The CRCP program is delivered through the Wharton School of the University of Pennsylvania and comprises two non-consecutive weeklong residential courses, in addition to extensive pre-course readings and casework. The CRCP certificate is awarded to those who complete the program within a two-year period. Past participants of the program include compliance and business professionals on a leadership track, practicing attorneys, and foreign, federal and state securities regulators. Participants in the program benefit from access to world-renowned professors and expert faculty drawn from the securities industry and regulators and build lasting professional relationships with fellow participants with diverse professional backgrounds.

Prospective Students

Week I: Foundation

Week I: Foundation

Focuses on theory and practical application of the securities laws. Click to learn more.

Week 2: Capstone

Week II: Capstone

Focuses on advanced-level regulatory and compliance topics. Click to learn more.

Registration and Cancellation

Registration & Cancellation

Click to register and read our cancellation policy.

Program Cost

Program Cost

Click for Week I and Week II program costs.

Small Firm Scholarship

Small Firm Scholarship

Click for eligibility criteria and application.

Program Graduates

Alumni Events & Transcript Requests

Alumni Events & Transcript Requests

 

Qualifying Continuing Education Credit

Qualifying Continuing Education Credit

Click to learn more about CE requirements and eligible programs.

Report Continuing Education Credit

Report Continuing Education Credit

Click for online form.