FINRA Midwest Region Member Forum

The FINRA Midwest Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the Midwest Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

There is no cost to attend this event. Attendance is limited to FINRA firms headquartered in the Midwest Region, and is first come, first served.


View the agenda for the Midwest Region Member Forum.


W Chicago Hotel City Center
172 West Adams Street
Chicago, IL 60603


Make your hotel reservations early, as space is limited. A room block is available at the W Chicago - City Center Hotel at the rate of $219 per night, plus tax and resort fee. This rate is available until April 3, 2018 or until the room block is sold out. Hotel reservations will then be accepted on a space and rate-available basis. To reserve a room go online or call (877) 946-8357 and identify yourself as a FINRA Midwest Region Member Forum attendee.

FINRA suggests that you do not purchase restricted or nonrefundable tickets for travel to the conference, especially prior to receipt of your registration confirmation. FINRA assumes no liability for penalties or fare increases should the conference sell out or in the unlikely event that changes to the conference date and/or location become necessary.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.