FINRA Midwest Region Member Forum

The FINRA Midwest Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the Midwest Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

The Midwest Region Member Forum took place on April 26, 2018 in Chicago, IL. View the agenda for the Midwest Region Member Forum.


W Chicago Hotel City Center
172 West Adams Street
Chicago, IL 60603

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.