Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)

Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (a)(3) of FINRA Rule 4512 (Customer Account Information) to permit the use of electronic signatures and to clarify the scope of the rule.

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Text of the Proposed Rule ChangePDF - 232.5 KB
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