Proposed Rule Change Relating to FINRA Rule 4512 (Customer Account Information)
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to amend paragraph (a)(3) of FINRA Rule 4512 (Customer Account Information) to permit the use of electronic signatures and to clarify the scope of the rule.
|Title||Format - Size||Status|
|Text of the Proposed Rule Change||PDF - 232.5 KB|
|Federal Register Notice||PDF - 214.83 KB|
|Extension No. 1||PDF - 197.25 KB|
|Notice of Designation of a Longer Period for Commission Action||PDF - 233.72 KB|
|Approval Order||PDF - 242.72 KB|