Short Interest Reporting Due Dates
FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month.
Questions
- Questions regarding the information that firms need to file can be directed to the appropriate District Office.
- Questions regarding system requirements, file uploads and related submission problems should be directed to (800) 321-6273.
- Business questions regarding the short interest reporting deadlines should be directed to Yvonne Huber at (240) 386-5034, Jocelyn Mello-Gibbon at (240) 386-5091 or Lauren Zito at (240) 386-5432.
2016 Short Interest Reporting Dates
| Settlement Date | Due Date1 | Exchange Receipt Date |
|---|---|---|
| January 15 Friday |
January 20 – 6 p.m. Wednesday |
January 27 Wednesday |
| January 29 Friday |
February 2 – 6 p.m. Tuesday |
February 9 Tuesday |
| February 12 Friday |
February 17 – 6 p.m. Wednesday |
February 24 Wednesday |
| February 29 Monday |
March 2 – 6 p.m. Wednesday |
March 9 Wednesday |
| March 15 Tuesday |
March 17 – 6 p.m. Thursday |
March 24 Thursday |
| March 31 Thursday |
April 4 – 6 p.m. Monday |
April 11 Monday |
| April 15 Friday |
April 19 – 6 p.m. Tuesday |
April 26 Tuesday |
| April 29 Friday |
May 3 – 6 p.m. Tuesday |
May 10 Tuesday |
| May 13 Friday |
May 17 – 6 p.m. Tuesday |
May 24 Tuesday |
| May 31 Tuesday |
June 2 – 6 p.m. Thursday |
June 9 Thursday |
| June 15 Wednesday |
June 17 – 6 p.m. Friday |
June 24 Friday |
| June 30 Thursday |
July 5 – 6 p.m. Tuesday |
July 12 Tuesday |
| July 15 Friday |
July 19 – 6 p.m. Tuesday |
July 26 Tuesday |
| July 29 Friday |
August 2 – 6 p.m. Tuesday |
August 9 Tuesday |
| August 15 Monday |
August 17 – 6 p.m. Wednesday |
August 24 Wednesday |
| August 31 Wednesday |
September 2 – 6 p.m. Friday |
September 12 Monday |
| September 15 Thursday |
September 19 – 6 p.m. Monday |
September 26 Monday |
| September 30 Friday |
October 4 – 6 p.m. Tuesday |
October 11 Tuesday |
| October 14 Friday |
October 18 – 6 p.m. Tuesday |
October 25 Tuesday |
| October 31 Monday |
November 2 – 6 p.m. Wednesday |
November 9 Wednesday |
| November 15 Tuesday |
November 17 – 6 p.m. Thursday |
November 25 Friday |
| November 30 Wednesday |
December 2 – 6 p.m. Friday |
December 9 Friday |
| December 15 Thursday |
December 19 – 6 p.m. Monday |
December 27 Tuesday |
| December 30 Friday |
January 4 – 6 p.m. Wednesday |
January 11 Wednesday |
1 All referenced times are reflected as Eastern Time.