Short Interest Reporting Due Dates

FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month.

Questions

  • Questions regarding the information that firms need to file can be directed to the appropriate District Office.
  • Questions regarding system requirements, file uploads and related submission problems should be directed to (800) 321-6273.
  • Business questions regarding the short interest reporting deadlines should be directed to Yvonne Huber at (240) 386-5034, Jocelyn Mello-Gibbon at (240) 386-5091 or Lauren Zito at (240) 386-5432.

2017 Short Interest Reporting Dates

Settlement Date Due Date1 Exchange Receipt Date
January 13
Friday
January 18 – 6 p.m.
Wednesday
January 25
Wednesday
January 31
Tuesday
February 2 – 6 p.m.
Thursday
February 09
Thursday
February 15
Wednesday
February 17 – 6 p.m.
Friday
February 27
Monday
February 28
Tuesday
March 2 – 6 p.m.
Thursday
March 09
Thursday
March 15
Wednesday
March 17 – 6 p.m.
Friday
March 24
Friday
March 31
Friday
April 4 – 6 p.m.
Tuesday
April 11
Tuesday
April 13
Thursday
April 18 – 6 p.m.
Tuesday
April 25
Tuesday
April 28
Friday
May 2 – 6 p.m.
Tuesday
May 09
Tuesday
May 15
Monday
May 17 – 6 p.m.
Wednesday
May 24
Wednesday
May 31
Wednesday
June 2 – 6 p.m.
Friday
June 09
Friday
June 15
Thursday
June 19 – 6 p.m.
Monday
June 26
Monday
June 30
Friday
July 5 – 6 p.m.
Wednesday
July 12
Wednesday
July 14
Friday
July 18 – 6 p.m.
Tuesday
July 25
Tuesday
July 31
Monday
August 2 – 6 p.m.
Wednesday
August 09
Wednesday
August 15
Tuesday
August 17 – 6 p.m.
Thursday
August 24
Thursday
August 31
Thursday
September 5 – 6 p.m.
Tuesday
September 12
Tuesday
September 15
Friday
September 19 – 6 p.m.
Tuesday
September 26
Tuesday
September 29
Friday
October 3 – 6 p.m.
Tuesday
October 10
Tuesday
October 13
Friday
October 17 – 6 p.m.
Tuesday
October 24
Tuesday
October 31
Tuesday
November 2 – 6 p.m.
Thursday
November 09
Thursday
November 15
Wednesday
November 17 – 6 p.m.
Friday
November 27
Monday
November 30
Thursday
December 4 – 6 p.m.
Monday
December 11
Monday
December 15
Friday
December 19 – 6 p.m.
Tuesday
December 27
Wednesday
December 29
Friday
January 3 – 6 p.m.
Wednesday
January 10
Wednesday

1 All referenced times are reflected as Eastern Time.