Short Interest Reporting Due Dates
FINRA requires firms to report short interest positions in all customer and proprietary accounts in all equity securities twice a month.
Questions
- Questions regarding the information that firms need to file can be directed to the appropriate District Office.
- Questions regarding system requirements, file uploads and related submission problems should be directed to (800) 321-6273.
- Business questions regarding the short interest reporting deadlines should be directed to Yvonne Huber at (240) 386-5034, Jocelyn Mello-Gibbon at (240) 386-5091 or Lauren Zito at (240) 386-5432.
2017 Short Interest Reporting Dates
| Settlement Date | Due Date1 | Exchange Receipt Date |
|---|---|---|
| January 13 Friday |
January 18 – 6 p.m. Wednesday |
January 25 Wednesday |
| January 31 Tuesday |
February 2 – 6 p.m. Thursday |
February 09 Thursday |
| February 15 Wednesday |
February 17 – 6 p.m. Friday |
February 27 Monday |
| February 28 Tuesday |
March 2 – 6 p.m. Thursday |
March 09 Thursday |
| March 15 Wednesday |
March 17 – 6 p.m. Friday |
March 24 Friday |
| March 31 Friday |
April 4 – 6 p.m. Tuesday |
April 11 Tuesday |
| April 13 Thursday |
April 18 – 6 p.m. Tuesday |
April 25 Tuesday |
| April 28 Friday |
May 2 – 6 p.m. Tuesday |
May 09 Tuesday |
| May 15 Monday |
May 17 – 6 p.m. Wednesday |
May 24 Wednesday |
| May 31 Wednesday |
June 2 – 6 p.m. Friday |
June 09 Friday |
| June 15 Thursday |
June 19 – 6 p.m. Monday |
June 26 Monday |
| June 30 Friday |
July 5 – 6 p.m. Wednesday |
July 12 Wednesday |
| July 14 Friday |
July 18 – 6 p.m. Tuesday |
July 25 Tuesday |
| July 31 Monday |
August 2 – 6 p.m. Wednesday |
August 09 Wednesday |
| August 15 Tuesday |
August 17 – 6 p.m. Thursday |
August 24 Thursday |
| August 31 Thursday |
September 5 – 6 p.m. Tuesday |
September 12 Tuesday |
| September 15 Friday |
September 19 – 6 p.m. Tuesday |
September 26 Tuesday |
| September 29 Friday |
October 3 – 6 p.m. Tuesday |
October 10 Tuesday |
| October 13 Friday |
October 17 – 6 p.m. Tuesday |
October 24 Tuesday |
| October 31 Tuesday |
November 2 – 6 p.m. Thursday |
November 09 Thursday |
| November 15 Wednesday |
November 17 – 6 p.m. Friday |
November 27 Monday |
| November 30 Thursday |
December 4 – 6 p.m. Monday |
December 11 Monday |
| December 15 Friday |
December 19 – 6 p.m. Tuesday |
December 27 Wednesday |
| December 29 Friday |
January 3 – 6 p.m. Wednesday |
January 10 Wednesday |
1 All referenced times are reflected as Eastern Time.