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UPC Advisory

Uniform Practice Code Advisories are notices that pertain to unusual circumstances such as extremely large dividends, when-issued settlement dates, ex-interest dates for bonds, worthless securities, cancelled IPOs, etc. Their intent is to announce rulings, interpretations, exemptions and advisories on these subjects; to facilitate the transaction of a member's day-to-day business; and to eliminate business disputes and misunderstandings that may arise from uncertainty and lack of uniformity in such matters, The subjects addressed in the Uniform Practice Code Advisories are subject to the provisions of the FINRA Uniform Practice Code (Rule 11000 Series), which is administered by FINRA Operations.

Date UPC No. Title Format - Size
86-02 Coyne International Enterprises Corp PDF - 21.03 KB
85-02 Metricom Finance Corporation PDF - 20.97 KB
83-02 Fruit of the Loom Inc PDF - 17.04 KB
84-02 Exodus Communications Inc PDF - 21.34 KB
81-02 Trans-Global Interactive Ltd PDF - 19.99 KB
82-02 Gentiva Health Services PDF - 17.8 KB
80-02 Source Media Inc PDF - 19.58 KB
79-02 Crown Resources Corporation | Globo Cabo SA PDF - 18.58 KB
78-02 Cuddy International Corp | Viatel Inc PDF - 17.72 KB
77-02 Color Tile Inc PDF - 21.14 KB
76-02 Washington Group International Inc | ZiLOG Inc | ZiLOG-MOD III Inc PDF - 19.42 KB
73-02 GS Technologies Operating Co Inc | GST USA Inc PDF - 21.65 KB
74-02 U S Office Products Company PDF - 21.28 KB
75-02 Arch Wireless Inc PDF - 21.34 KB
72-02 Pillowtex Corporation | Webstation.com Inc PDF - 21.6 KB
71-02 Virgin Express Holdings plc PDF - 18.12 KB
69-02 Asia Global Crossing Ltd | Factory Card & Party Outlet Corp PDF - 19.86 KB
70-02 USinternetworking Inc PDF - 21.33 KB
68-02 GST Equipment Funding | GST Telecommunications Inc PDF - 22.23 KB
067-02 Citadel Security Software Inc | Southwest Royalties Inc PDF - 19.67 KB
66-02 Trintech Group plc | Versatel Telecom International NV PDF - 18.51 KB
65-02 AQ Corp | IBA Ltd PDF - 17.8 KB
64-02 Mariner Post-Acute Network Inc PDF - 21.37 KB
63-02 Versatel Telecom International NV PDF - 18.13 KB
61-02 Neurotech Development Corporation PDF - 20.33 KB