We Are Transforming CRD

REGISTRATION AND QUALIFICATION

We Are Transforming CRD

Updates & Upcoming Events


Overview of FINRA's Financial Professional Gateway (FinPro)
July 26, 2018 • 3 p.m. – 4 p.m., Eastern Time (ET) (1 hour)
Join FINRA for the first in a series of Registration Systems Transformation conference calls hosted by senior leaders in FINRA’s Registration and Disclosure Department. This event will include an overview of current and future features of FinPro, which is the gateway for current and former registered representatives to manage their securities registration requirements including the information that is available in CRD. Registration is open to the public; however, spots are limited. VP Bill Swanstrom and Senior Director Noah Egorin will discuss:

  • Getting your staff started with FinPro,
  • What representatives can do and see on FinPro today,
  • What representatives will be able to do soon on FinPro,
  • What FINRA envisions representatives will be able to do on FinPro in the future, and
  • How you can get involved with FinPro development

The call will conclude with a Q and A portion.

Register


New CRD Rollout to All Firms on June 30
On June 30, 2018, FINRA systematically entitled users and administrators who had access to all CRD Queues to the first set of new CRD features: Activities, Reports and Quick Links. Entitled administrators can now add and remove entitlements to the new CRD system as appropriate for users at their firm. FINRA will continue to build and deploy additional new CRD features alongside the existing CRD functionality, which we will refer to as “classic CRD.”


New CRD Pilot Is Now Closed
FINRA launched the New CRD Pilot Program on March 26, 2018, with a small group of firms and their users to begin collaborating with our constituents as we develop the next generation of the CRD system. The pilot concluded on June 29, 2018, and FINRA thanks the participants for their insightful and constructive feedback.


Entitlement


Learn about the new CRD Entitlement privileges and how to add or remove access.

CRD Reference Guide


Learn about the features available in the new CRD and how to use them.

CRD Screenshot

Benefits of The New Platform


Efficient

Efficient:
The new system will allow you to get your compliance work done faster and more accurately

  • Consolidated tasks and activities to streamline your workflow
  • The ability to make changes to only the information that needs updating
  • Better manage bulk movement of individuals across firms and branches
Flexible

Flexible:
A user experience tailored to you

  • Better access to your data via customizable dashboards and self-service reporting
  • Enhanced notifications and alerts based on your interests
  • 24x7 availability that allows you to work when you want
Collaborative

Collaborative:
Better communication and coordination between Firms, Reps, and Regulators

  • Allow current and former reps to interact with their firm to share information via FinPro
  • Provide secure document exchange and electronic correspondence
  • One view into all registration-related interactions with FINRA
Easy

Easy:
A simpler and more streamlined experience with minimal or no training

  • Step-by-step guidance that makes it easy to complete filings with fewer errors
  • Faster data entry for advanced users
  • Visual cues and insights to important information that requires your attention
Integrated

Integrated:
Easier access to the data you need when you need it

  • Better integration between FINRA and your Firm's systems
  • Real-time access to FINRA data
  • Streamlined account access

CRD Transformation Concept