We Are Transforming CRD

We are Transforming CRD

New CRD Pilot Is Now Closed

FINRA launched the New CRD Pilot Program on March 26, 2018, with a small group of firms and their users to begin collaborating with our constituents as we develop the next generation of the CRD system. We are no longer accepting firms to join the pilot as it will conclude on June 29.

New CRD Rollout to All Firms on June 30

Effective June 30, 2018, FINRA will systematically entitle users and administrators who have access to all CRD Queues to the first set of new CRD features included with this release: Activities, Reports and My Quick Links. After the systematic entitlement is completed, administrators will be able to add and remove entitlements as appropriate for users at their firm. FINRA will continue to build and deploy additional new CRD features alongside the existing CRD functionality, which we will refer to as “classic CRD.”

Additional information will be provided to firm account administrators prior to June 30 and a user reference guide will be posted to this page to help users learn about the new CRD system and its features.

Benefits of The New Platform

The new system will allow you to get your compliance work done faster and more accurately

  • Consolidated tasks and activities to streamline your workflow
  • The ability to make changes to only the information that needs updating
  • Better manage bulk movement of individuals across firms and branches

A user experience tailored to you

  • Better access to your data via customizable dashboards and self-service reporting
  • Enhanced notifications and alerts based on your interests
  • 24x7 availability that allows you to work when you want

Better communication and coordination between Firms, Reps, and Regulators

  • Allow current and former reps to interact with their firm to share information via FinPro
  • Provide secure document exchange and electronic correspondence
  • One view into all registration-related interactions with FINRA

A simpler and more streamlined experience with minimal or no training

  • Step-by-step guidance that makes it easy to complete filings with fewer errors
  • Faster data entry for advanced users
  • Visual cues and insights to important information that requires your attention

Easier access to the data you need when you need it

  • Better integration between FINRA and your Firm's systems
  • Real-time access to FINRA data
  • Streamlined account access

CRD Transformation Concept