CRD Residential Change of Address - Former FINRA Registered Representatives
Pursuant to FINRA By-Laws, individuals continue to be subject to the jurisdiction of FINRA for at least two years after their last FINRA registration is terminated (this two-year period may be extended under certain circumstances). As such, former registered representatives must report residential address changes to FINRA for at least two years following the date their last FINRA registration was termed.
FINRA has streamlined the process for updating residential addresses by adding functionality to the Financial Professional Gateway to enable former registered representatives to update their residential address information. First-time users of this website must create an account. Once an account has been created, users can log in to update their residential address at any time and view their Web CRD record.
Please note that a post office box (P.O. Box) is not acceptable as a residential address. Additionally, individuals who are currently registered should contact their firm’s compliance/registration department to update their residential address information in Web CRD via a Form U4.
If you have any questions or require additional assistance, contact the FINRA Gateway Call Center at (240) 386-4040.
Note: Individuals who do not possess a US Social Security Number (SSN) are not currently able to create a Financial Professional Gateway account. Please contact the FINRA Gateway Call Center at (240) 386-4040 to request a hard copy CRD Residential Change of Address form.