FINRA Registration and Disclosure Boot Camp Schedule & How to Register

The FINRA Registration and Disclosure Boot Camp is beneficial to those who are new to reporting Disclosure information in Web CRD or those who want to receive refresher training and reporting tips. The training will offer practical and comprehensive training on disciplinary events and hot topics in the RAD Department.

This training session is intended for compliance/registration staff of broker-dealers, investment advisers or third-party vendors with entitlement to Web CRD/IARD. If you are neither associated with a broker-dealer or investment adviser firm nor otherwise already entitled to Web CRD/IARD, please contact FINRA at webcrd@finra.org so we can better assess your specific CRD training needs.

There are three ways to register: online, fax, or mail.

Online Registration

Online registration is for credit card transactions only.

Dates Fee Location

Please check back later for the 2018 schedule. Thank you!

$300**

FINRA
9509 Key West Ave.
Rockville, MD 20850

**Payment is due upon registration. Registrants are solely responsible for travel and hotel accommodations costs. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.

Registration Via Fax or Mail

Fax

Complete the downloadable registration form, including your credit card information, and fax it to FINRA Conference Registration at (202) 728-6956. This completes your registration-do not mail the original form. Please do not fax your registration form if paying by check. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.

Mail

Complete the downloadable registration formand mail it to the address below with a check made payable to FINRA.

FINRA
Attention: FINRA Registration and Disclosure Boot Camp Training
P.O. Box 418911
Boston, MA 02241-8911

Please Note: Registration may not be sent via overnight mail. Checks are sent directly to a bank lockbox, and the P.O. Boxes will not accept courier and overnight deliveries. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.

Registration Confirmation

Confirmation of your registration will be sent to you within two weeks of receipt of payment. Your registration will be processed, and your space held, only at the time we receive the registration fee. Registrations will not be complete until full payment is received. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.

Cancellation Policy

Sessions are subject to cancellation based on the number of participants. We will notify registrants of session cancellations at least 30 days prior to session start dates. Registration fees will be refunded upon FINRA cancellation of a session.

If a registrant wishes to cancel, the following cancellation policy will be followed.

Notification of Cancellation:

  • 30+ days prior to the start date of the training session = 100% full refund of the Registration Fee
  • 14 to 30 days prior to the start date of the training session = Full refund of the Registration Fee, less a $100.00 Cancellation Fee
  • Less than 14 days = No Refund

Cancellation notification must be in writing and should be faxed to (202) 728-6956 or sent via email.

Hotel Information

FINRA is not holding hotel reservations for any session. Attendees are solely responsible for securing their own hotel accommodations. Please refer to the FINRA Registration and Disclosure Boot Camp Frequently Asked Questions page for a brief list of suggested hotels that are in close proximity to the facility in which the training sessions will be held.

Payment is due upon registration. Registrants are solely responsible for the costs of travel and hotel accommodations. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.