FINRA Registration and Disclosure Boot Camp Schedule & How to Register
FINRA Registration and Disclosure Boot Camp Fee ($600) - includes two days of practical and comprehensive training on reporting disclosure-related events and RAD-related hot topics. Breakfasts, lunches and networking opportunities are provided. You will have the opportunity to meet one on one with Disclosure Review analysts and other RAD staff.
The FINRA Registration and Disclosure Boot Camp is beneficial to those who are new to reporting disclosure information in Web CRD or those who want to receive refresher training and reporting tips. It is intended for compliance/registration staff of broker-dealers, investment advisers or third-party vendors with entitlement to Web CRD/IARD. If you are neither associated with a broker-dealer or investment adviser firm nor otherwise already entitled to Web CRD/IARD, please contact FINRA at [email protected] so we can better assess your specific CRD training needs. Space is limited so register early.
There are three ways to register: online, fax, or mail.
Online registration is for credit card transactions only.
September 25 -- 26, 2019
Registration will open shortly.
FINRA is conducting a Foundations of CRD class before this session (September 23 – 24). RAD Training will be offering a reduced rate for individuals who register for both courses. Check back soon for more information about this discount.
Registration Via Fax or Mail
Complete the downloadable registration form, including your credit card information, and fax it to FINRA Conference Registration at (202) 728-6956. This completes your registration-do not mail the original form. Please do not fax your registration form if paying by check. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.
Complete the downloadable registration form and mail it to the address below with a check made payable to FINRA.
Please Note: Registration may not be sent via overnight mail. Checks are sent directly to a bank lockbox, and the P.O. Boxes will not accept courier and overnight deliveries. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.
Confirmation of your registration will be sent to you within two weeks of receipt of payment. Your registration will be processed, and your space held, only at the time we receive the registration fee. Registrations will not be complete until full payment is received. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.
Sessions are subject to cancellation based on the number of participants. We will notify registrants of session cancellations at least 30 days prior to session start dates. Registration fees will be refunded upon FINRA cancellation of a session.
If a registrant wishes to cancel, the following cancellation policy will be followed.
Notification of Cancellation:
- 30+ days prior to the start date of the training session = 100% full refund of the Registration Fee
- 14 to 30 days prior to the start date of the training session = Full refund of the Registration Fee, less a $100.00 Cancellation Fee
- Less than 14 days = No Refund
Cancellation notification must be in writing and should be faxed to (202) 728-6956 or sent via email.
FINRA is not holding hotel reservations for any session. Attendees are solely responsible for securing their own hotel accommodations. Please refer to the FINRA Registration and Disclosure Boot Camp Frequently Asked Questions page for a brief list of suggested hotels that are in close proximity to the facility in which the training sessions will be held.
Payment is due upon registration. Registrants are solely responsible for the costs of travel and hotel accommodations. If an individual is not a "Confirmed Registrant" (i.e. you do not receive a Confirmation email), there is no guarantee that you will be able to participate in the class.