Web EFT System Availability & Upcoming Releases

Web EFT System Availability

Web EFT is available 24 hours per day, except when maintenance or software releases affect availability. Uploaded files are only processed during Web CRD hours.

The Web EFT Test Environment is available Monday through Friday from 9 a.m. until 8 p.m., Eastern Time (ET); however, intermittent outages may occur due to software deployments and other internal testing activities.

Upcoming Web EFT Releases

Web EFT will be updated in 1st Quarter 2015. Highlights include:

  • Provide the ability to change office of employment end dates on Form U4 uploads.
  • Add 2 new SROs to form filings.
  • Minor Individual Information Report (IIR) fixes and enhancements.

Long-term, Web EFT will be updated in the 3rd Quarter 2015 to allow the submission of U4/U5 Disclosure Reporting Pages (DRP). The following Web EFT Update provides an overview of the proposed changes.

In an effort to keep Web EFT firms informed of developments and release changes, please join us for a monthly conference call the fourth Wednesday of every month beginning January 28, 2015, at 1:00 p.m., ET. To join the conference call, please phone 866-733-7504, and enter passcode 6577526.

Questions regarding the Web EFT Entitlement Forms or process should be directed to the Gateway Call Center at (301) 869-6699 or by email.