Certified 401(k) Professional (C(k)P)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization The Retirement Advisor University at UCLA Anderson School of Management Executive Education (TRAU)
Qualification and Educational Requirements
Prerequisites Candidate must meet all of the following requirements:
  • 3 years experience in financial services
  • 10 defined contribution plans under managment
  • $30,000,000 in assets under management
These requirements may be waived for professionals who function in an administrative capacity only and do not provide guidance on plans.
Education Requirements Approximately 142 hours of coursework
Examination Type Final exam for each course, online Mastery Curriculum Exam, online Candidate Designation Exam, online and proctored
Continuing Education Requirements 24 hours every 2 years
Verification, Complaints and Accreditation
Check Designation Status Online Online at C(k)P Registry
Investor Complaint Process Online at Complaint Procedures
Published List of Disciplined Designees None
Accredited By None