Certified Regulatory and Compliance Professional (CRCP)

Designation Essentials
Status Currently offered and recognized by the issuing organization.
Issuing Organization FINRA Institute at Wharton
Qualification and Educational Requirements
Prerequisites None
Education Requirements Two non-consecutive weeklong residential courses
Examination Type Closed-book, proctored exam at the end of each weeklong course
Continuing Education Requirements 12 hours every three years
Verification, Complaints and Accreditation
Check Professional Status Online Online at FINRA BrokerCheck or email CRCP@finra.org
Investor Complaint Process Online at FINRA's Investor Complaint Center or email CRCP@finra.org
Published List of Disciplined Designees Online at FINRA BrokerCheck (Disclosures) if designee is a registered broker or investment adviser.
Accredited By None