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Trademark/Service Mark Notices
The following is a list of trademarks of Financial Industry Regulatory Authority, Inc. (FINRA Marks). This list may be updated at any time without notice.
Agency Debt Trade Dissemination ServiceTM
Bond Trade Dissemination ServiceTM
Certified Regulatory and Compliance ProfessionalTM
Financial Industry Regulatory Authority®
FINRA Automated Data Delivery System®
FINRA Business Conduct Roundtable®
FINRA CE Online System®
FINRA Firm Gateway®
FINRA Funding Portal Registration DepositoryTM
FINRA Investor Education Foundation®
FINRA Private Fund Reporting DepositoryTM
FINRA Securities Helpline for SeniorsTM
Investor Protection. Market Integrity.SM
OTC Bulletin Board®
OTC Montage Data FacilitySM
OTC Reporting FacilityTM
Retirement Made SimplerTM
Securities Industry EssentialsTM
Securities Industry Essentials ExaminationTM
Securitized Products Dissemination ServiceTM
Trade Reporting and Compliance Engine®
Trade Reporting and Quotation Service®
Trade Reporting Facility®
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Third parties may not use FINRA Marks in any manner which suggests or hints at affiliation with, sponsorship of or endorsement by, FINRA without prior written permission which allows for and specifies the marks and type of use.
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