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Speeches and Testimony

May 4, 1999

Mary L. Schapiro

Remarks From the Society of American Business Editors and Writers' (SABEW) 36th Annual Conference
February 25, 1999

Mary L. Schapiro

Remarks From the ASECA's 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman
November 17, 1998

Mary L. Schapiro

Remarks From the ASECA.s 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman, Washington, DC
November 5, 1998

Mary L. Schapiro

Remarks From the NASD Regulation Fall Securities Conference, San Francisco, California
November 6, 1997

Mary L. Schapiro

Remarks From the NASD Regulation Fall Securities Conference, Phoenix, Arizona
October 16, 1997

Mary L. Schapiro

Presentation Before the Bond Market Association
October 8, 1997

Daniel M. Sibears

Testimony Before a Subcommittee of Financial Institutions and Consumer Credit of the Banking and Financial Services Committee
September 25, 1997

Mary L. Schapiro

Remarks From the District 7 Compliance Seminar, Atlanta, Georgia
September 22, 1997

Barry R. Goldsmith

Testimony Before the Senate Permanent Subcommittee on Investigations on Micro-Cap Stock Fraud
August 12, 1997

Barry R. Goldsmith

Testimony Before the New York State Attorney General's Public Hearings on Micro-Cap Stock Fraud
March 18, 1997

Mary L. Schapiro

Remarks From the SIA Compliance & Legal Conference, Orlando, Florida
March 11, 1997

Mary L. Schapiro

Remarks From the SIA Securities Industry Institute
November 7, 1996

Mary L. Schapiro

Remarks From the American Association of Certified Public Accountants Conference of Banks and Savings Institutions on Strengthening Corporate Governance
May 16, 1996

Mary L. Schapiro

Remarks From the Spring Securities Conferences on NASDR "Best Practices"
April 29, 1996

Mary L. Schapiro

Remarks From the NASAA Spring Conference on New Beginnings: Developing the Regulatory Partnership
April 3, 1996

Mary L. Schapiro

Remarks From the Owen Distinguished Lecture Series at Vanderbilt University

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